We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results:1-10 of 11

Between a Rock and a Hard Place: SEC Disclosure Analysis in Light of the Yahoo Settlement
  • McGuireWoods LLP
  • USA
  • May 8 2018

On April 25, the Securities and Exchange Commission announced a settlement with Yahoo that constituted its first enforcement action against a public


SEC approves listing standards for compensation committees
  • McGuireWoods LLP
  • USA
  • January 31 2013

On Jan. 11, 2013, the SEC approved the proposed listing standards of the NYSE, Nasdaq and other exchanges relating to the independence of


SEC approves NYSE and NASDAQ compensation committee rules
  • McGuireWoods LLP
  • USA
  • January 17 2013

On January 11, the SEC approved the proposed listing standards of the NYSE, Nasdaq and other exchanges relating to the independence of compenstion


Nasdaq delays proposed implementation date of certain compensation committee independence requirements
  • McGuireWoods LLP
  • USA
  • December 27 2012

On December 12, Nasdaq filed an amendment to its proposed listing standards regarding compensation committee and compensation adviser independence, delaying the implementation of the requirements relating to the committee’s authority to retain and supervise compensation advisers and its obligation to consider the independence of selected advisers until July 1, 2013.


Compensation committee independence rules proposed by exchanges
  • McGuireWoods LLP
  • USA
  • October 1 2012

In another step toward implementation of the Dodd-Frank provisions on corporate governance, NYSE and Nasdaq have issued proposed listing standards on compensation committee and compensation adviser independence requirements.


Settlement fraud and deterrence - U.S. v. Negroni
  • McGuireWoods LLP
  • USA
  • May 31 2011

The caper was a simple one: the money was just sitting there unclaimed, so Kevin Waltzer would claim it.


SEC proposes rules implementing compensation committee independence requirements
  • McGuireWoods LLP
  • USA
  • April 28 2011

The Securities and Exchange Commission (SEC) has issued proposed rules to implement Section 952 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), which contains new independence requirements for compensation committees of public companies and their advisors.


Alexander Martin Madrid
  • McGuireWoods LLP