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Results: 1-10 of 19

Between a Rock and a Hard Place: SEC Disclosure Analysis in Light of the Yahoo Settlement
  • McGuireWoods LLP
  • USA
  • May 8 2018

On April 25, the Securities and Exchange Commission announced a settlement with Yahoo that constituted its first enforcement action against a public


Deadline for NASDAQ compensation committee charter amendments
  • McGuireWoods LLP
  • USA
  • May 8 2014

For Nasdaq companies that have not yet held their 2014 annual meetings, just a reminder that the deadline for amending compensation committee


Nasdaq to allow consulting fees for compensation committee members
  • McGuireWoods LLP
  • USA
  • December 3 2013

Nasdaq is changing its listing rules to allow compensation committee members to receive compensatory fees from a company when those fees are not for


SEC approves listing standards for compensation committees
  • McGuireWoods LLP
  • USA
  • January 31 2013

On Jan. 11, 2013, the SEC approved the proposed listing standards of the NYSE, Nasdaq and other exchanges relating to the independence of


SEC approves NYSE and NASDAQ compensation committee rules
  • McGuireWoods LLP
  • USA
  • January 17 2013

On January 11, the SEC approved the proposed listing standards of the NYSE, Nasdaq and other exchanges relating to the independence of compenstion


Nasdaq delays proposed implementation date of certain compensation committee independence requirements
  • McGuireWoods LLP
  • USA
  • December 27 2012

On December 12, Nasdaq filed an amendment to its proposed listing standards regarding compensation committee and compensation adviser independence, delaying the implementation of the requirements relating to the committee’s authority to retain and supervise compensation advisers and its obligation to consider the independence of selected advisers until July 1, 2013


Compensation committee independence rules proposed by exchanges
  • McGuireWoods LLP
  • USA
  • October 1 2012

In another step toward implementation of the Dodd-Frank provisions on corporate governance, NYSE and Nasdaq have issued proposed listing standards on compensation committee and compensation adviser independence requirements


Settlement fraud and deterrence - U.S. v. Negroni
  • McGuireWoods LLP
  • USA
  • May 31 2011

The caper was a simple one: the money was just sitting there unclaimed, so Kevin Waltzer would claim it


SEC proposes rules implementing compensation committee independence requirements
  • McGuireWoods LLP
  • USA
  • April 28 2011

The Securities and Exchange Commission (SEC) has issued proposed rules to implement Section 952 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), which contains new independence requirements for compensation committees of public companies and their advisors


Jane Whitt Sellers
  • McGuireWoods LLP