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Lloyd's regulates conflict of interest for underwriters of broker E&O insurance
  • Locke Lord LLP
  • United Kingdom
  • July 8 2010

On 6 July 2010, Lloyd's issued Market Bulletin Y4408 clarifying the reporting requirements of managing agents who underwrite broker errors and omissions (E&O) insurance.


Outsourcing : UK Financial Services Authority extends “common platform” rules
  • Norton Rose Fulbright
  • United Kingdom
  • April 16 2009

With effect from 1 April 2009 the UK Financial Services Authority (FSA) is extending the application of the "common platform" to firms not subject to the Markets in Financial Instruments Directive (MiFID) and Capital Requirements Directive (CRD).


Amendments to FSA's systems and controls regime
  • Locke Lord LLP
  • United Kingdom
  • March 23 2009

From 1 April, amendments to the FSA's Senior Management Arrangements, Systems and Controls sourcebook (SYSC) will extend the application of the so-called "common platform requirements" (SYSC 4 to 10) to all FSA-regulated firms other than insurers, managing agents and the Society of Lloyd's.


Lloyd's Legislative Reform Order: amendments to Lloyd's Byelaws
  • Locke Lord LLP
  • United Kingdom
  • January 16 2009

We have reported previously on the progress of the Lloyd's Legislative Reform Order (LRO) through the UK Parliament and on the consultation by Lloyd's in relation to the proposed amendments to the Lloyd's Bylaws.


British Insurance Brokers' Association (BIBA) and the Institute of Insurance Brokers (IIB) liaise on transparency issues
  • Locke Lord LLP
  • United Kingdom
  • July 18 2008

Following a meeting between BIBA and IIB, the two broker bodies have confirmed that they are working together to address concerns raised by the FSA's discussion paper entitled 'Transparency, disclosure and conflicts of interest in the commercial insurance market' (the DP).


Dorian Drew
  • Norton Rose Fulbright



Tom S. Pick
  • Squire Patton Boggs