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Enforcement
  • Eversheds Sutherland (International) LLP
  • USA
  • March 16 2007

The SEC brought charges against Melhado, Flynn & Associates, Inc. (“MFA”), George M. Motz (“Motz”) and Jeanne McCarthy (“McCarthy”) alleging that, from at least January 2001 through April 2005, Motz, the President, CEO and Chairman of the Executive Committee of MFA, engaged in fraudulent trade allocation or "cherry- picking" at MFA, a registered investment adviser and brokerdealer.