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Shearman & Sterling LLP | USA | 27 May 2020
District Of New Jersey Largely Upholds Claims In Putative Class Action Alleging Misleading Asbestos-Related Liability Projections
On May 18, 2020, Judge William J. Martini of the United States District Court for the District of New Jersey denied a motion to dismiss a putative…
Shearman & Sterling LLP | USA | 27 May 2020
Second Circuit Affirms Dismissal Of Actions Seeking Disgorgement Of “Short-Swing” Profits From Investment Advisors’ Clients, Holding That Clients’ Delegation Of Discretionary Investment Authority Did Not Render Them Members Of A “Group” With Their Investment Advisors
On May 20, 2020, the United States Court of Appeals for the Second Circuit issued two decisions affirming, on substantially similar grounds, the…
McGuireWoods LLP | USA | 21 May 2020
Update No. 9: Financial Services Regulators and SROs Continue to Address COVID-19 Impact
On May 13, 2020, the Staff of the SEC’s Division of Trading and Markets issued a no-action letter to the Financial Industry Regulatory Authority…
Shearman & Sterling LLP | USA | 12 May 2020
Northern District Of California Dismisses Complaint Against A Ticketing Platform Provider For Failure To Plead Falsity
On April 28, 2020, Judge Edward J. Davila of the United States District Court for the Northern District of California granted a motion to dismiss a…
Hogan Lovells | USA | 29 Apr 2020
COVID-19: Tracker for SEC and related developments for U.S. public companies
Our Public Company Advisory practice has developed this quick-reference guide for U.S. public companies navigating the rapidly evolving Regulatory…
Shearman & Sterling LLP | USA | 21 Apr 2020
Eighth Circuit Affirms Dismissal Of Putative Class Action Against Major American Retailer For Failure To Adequately Plead Falsity And Scienter
On April 10, 2020, the United States Court of Appeals for the Eighth Circuit affirmed the dismissal of a putative class action against a large…
Skadden Arps Slate Meagher & Flom LLP | USA | 21 Apr 2020
SEC Adopts Securities Offering Reforms for Business Development Companies and Registered Closed-End Investment Companies
On April 8, 2020, the Securities and Exchange Commission (SEC) voted to adopt a series of rule and form amendments that are intended to modernize the…
McGuireWoods LLP | USA | 21 Apr 2020
Update No. 5: Financial Regulators, SROs Continue Providing COVID-19-Related Relief
As reported in prior McGuireWoods alerts (see April 15, April 6, March 26 and March 17 updates), financial services regulators have been issuing…
Shearman & Sterling LLP | USA | 21 Apr 2020
Arizona Federal Court Upholds Rule 10b-5(b) Claims Against Renewable Energy Company And Its Executives, But Dismisses 10b-5(a) And (c) Claims
On April 8, 2020, Chief Judge G. Murray Snow of the United States District Court for the District of Arizona granted in part and denied in part a…
Shearman & Sterling LLP | USA | 14 Apr 2020
Southern District Of New York Dismisses Putative Class Action Against Automotive Seating Manufacturer For Failure To Adequately Allege Misrepresentations And Scienter
On April 2, 2020, Judge Ronnie Abrams of the United States District Court for the Southern District of New York dismissed a putative class action…
