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Results:1-10 of 4,582

SEC Investigation Highlights BEC Risk and Need for Comprehensive Risk Assessments by Public Companies
  • Baker & Hostetler LLP
  • USA
  • October 17 2018

The Securities and Exchange Commission issued a press release and an investigative report on Oct. 16 cautioning public companies to consider cyber


SEC Report Reiterates Cybersecurity Implications for Internal Control Requirement
  • McGuireWoods LLP
  • USA
  • October 17 2018

On October 16, 2018, the Securities and Exchange Commission (SEC) issued a report on the results of investigations made by the SEC’s Division of


SEC Obtains Temporary Restraining Order Halting Initial Coin Offering
  • Shearman & Sterling LLP
  • USA
  • October 16 2018

On October 5, 2018, the Securities and Exchange Commission ("SEC") obtained a temporary restraining order ("TRO"), halting a planned initial coin


SEC provides equal treatment for victims of Hurricane Michael
  • Cooley LLP
  • USA
  • October 16 2018

The SEC today provided relief for companies and persons directly or indirectly affected by Hurricane Michael and its aftermath. Here is the Order and


What's New for Q3 Form 10-Q and Future Periodic Reports: SEC Disclosure Update and Simplification Amendments
  • Weil Gotshal & Manges LLP
  • USA
  • October 12 2018

The SEC's Disclosure Update and Simplification Amendments adopted in late August1 have been published in the Federal Register, so we now know the effective date will be...


U.S. District Court Holds that Certain Claims by Opt-Out Plaintiffs Are Barred by the Statute of Repose
  • Mintz
  • USA
  • October 10 2018

In a recent ruling in In re: BP p.l.c. Securities Litigation the United States District Court for the Southern District of Texas dismissed claims


SEC Adds Two New Material Events to Continuing Disclosure Requirements
  • Miller Canfield PLC
  • USA
  • October 10 2018

Issuers or obligated persons (together, an "Issuer") of municipal securities will be required to add two new events to the list of reportable


Southern District Of Florida Dismisses Certain Securities Fraud Claims For Failure To Adequately Allege Scienter And Sustains Others
  • Shearman & Sterling LLP
  • USA
  • October 9 2018

On October 4, 2018, Magistrate Judge Bruce Reinhart of the United States District Court for the Southern District of Florida granted in part and


Fifth Circuit Affirms Dismissal Of Securities Class Action For Failure To Adequately Allege Material Misstatements And Loss Causation
  • Shearman & Sterling LLP
  • USA
  • October 9 2018

On October 3, 2018, the United States Court of Appeals for the Fifth Circuit affirmed the dismissal of a putative securities class action against


Western District Of Washington Dismisses Securities Class Action For Failure To Adequately Allege Material Misstatements And Scienter
  • Shearman & Sterling LLP
  • USA
  • October 9 2018

On October 2, 2018, Judge John C. Coughenour of the United States District Court for the Western District of Washington dismissed a putative class