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SEC's Office of Compliance Inspections and Examinations Issues Risk Alert for Municipal Advisors
  • Bracewell LLP
  • USA
  • November 9 2017

On November 7, 2017, the Office of Compliance Inspections and Examinations (“OCIE”) of the U.S. Securities and Exchange Commission (“SEC”) issued a

OSC 2017 Annual Report for Registrants: 10 Take-aways
  • Stikeman Elliott LLP
  • Canada
  • July 25 2017

On July 11, 2017, the Ontario Securities Commission released Staff Notice 33-748 Annual Summary Report for Dealers, Advisers and Investment Fund

NLRB Tells Non-Union Workers: “Stop Your ‘Weining’- You Have No Weingarten Rights”
  • Epstein Becker Green
  • USA
  • May 15 2017

Since the early 1980s, the NLRB has vacillated back and forth on whether non-union employees are entitled to have a co-worker present during an

TUPE: employee liability information
  • DAC Beachcroft
  • United Kingdom
  • May 2 2017

The EAT has held that employee liability information provided pursuant to TUPE does not need to specify whether employees' entitlements are

Help The USPTO Leverage Prior Art From Related Patent Applications
  • Foley & Lardner LLP
  • USA
  • August 30 2016

The USPTO is seeking input on how it can leverage prior art information available on-line in related patent applications in order to "improve patent

Court overturns Competition Authority fine for disclosure of incomplete information
  • Morais Leitão, Galvão Teles, Soares da Silva & Associados
  • Portugal
  • February 25 2016

CP Carga - Logística e Transportes Ferroviários de Mercadorias SA is the largest rail-based freight and logistics operator in Portugal. The company

OSC registrant compliance report flags deficiencies and provides guidance
  • Stikeman Elliott LLP
  • Canada
  • November 10 2011

On September 23, the Ontario Securities Commission released OSC Notice 33-736 2011 Annual Summary Report for Dealers, Advisers and Investment Fund Managers

SEC's case against two executives from State Street Bank is dismissed
  • Porter Wright Morris & Arthur LLP
  • USA
  • November 1 2011

On Friday, October 28, 2011, Chief Administrative Law Judge Brenda Murray dismissed the administrative proceeding against John Flannery and James Hopkins of State Street Bank and Trust

OIG reviews Medicaid drug expenditure controls
  • Reed Smith LLP
  • USA
  • October 28 2011

A recent HHS Office of Inspector General review, Multi-State Review of Centers for Medicare & Medicaid Services Medicaid Drug Expenditure Controls, found that $258.8 million ($166.6 million federal share) out of $41.6 billion in state Medicaid outpatient prescription drug claims in 14 states were unallowable or potentially unallowable because the drugs were not listed on quarterly drug tapes, the drugs were terminated or less-than-effective, or the expenditures were inadequately supported

Oracle whistleblower to receive $40 million in False Claims Act suit
  • Hodgson Russ LLP
  • USA
  • October 21 2011

On October 6, 2011, the Justice Department announced a significant settlement with Oracle to resolve False Claims Act allegations