Refine your search
1,231 results found
Cadwalader Wickersham & Taft LLP | USA | 18 May 2023
Proposed Bicameral Legislation to Broaden FERC’s Enforcement Jurisdiction over Trading Energy Commodities
Earlier this month members of Congress jointly introduced the “Energy Consumer Protection Act of 2023,” with the intention of expanding the Federal…
Skadden Arps Slate Meagher & Flom LLP | USA | 4 May 2023
CFTC Enforcement Action Shows a Sharp Focus on Pre-Hedging Disclosures
On April 25, 2023, in In re Mizuho Capital Markets LLC, CFTC No. 23-24, the Commodity Futures Trading Commission (CFTC) issued an enforcement…
Sheppard Mullin Richter & Hampton LLP | USA | 26 Apr 2023
Proposed “Made Available to Trade” Determination for SOFR and SONIA Swaps
On April 12, 2023, Tradeweb’s Swap Execution Facility, TW SEF LLC, filed a self-certification for certain overnight index swaps (OIS) referencing USD…
Shearman & Sterling LLP | USA | 18 Apr 2023
CFTC Charges Digital Asset Exchange And Its Founder With Violating The Commodity Exchange Act And Commission Regulations
On March 27, 2023, the Commodity Futures Trading Commission (“CFTC”) filed a civil enforcement action against three entities that operate a digital…
Sidley Austin LLP | USA | 17 Apr 2023
“Made Available to Trade” Determination for Certain Overnight Index Swaps Linked to USD Secured Overnight Financing Rate and GBP Sterling Overnight Index Average Proposed to Go Live June 1
On April 12, 2023, Tradeweb filed with the U.S. Commodity Futures Trading Commission (CFTC) a “made available to trade” (MAT) determination covering…
Cadwalader Wickersham & Taft LLP | United Kingdom, USA | 6 Apr 2023
No Break on Spring Break April 6, 2023
Holidays and spring break vacations couldn't slow down the news this week, especially when it comes to the continuing focus on the crypto industry. But…
Lexology PRO | Asia-Pacific, Australia, Belarus, etc. | 30 Mar 2023
Financial crime: key compliance updates (14 – 30 Mar)
The EU votes in favour of stricter AML measures, the UK OFSI updates its enforcement guidance, and the US FinCEN issues guidelines on beneficial ownership reporting requirements – plus other key updates.
Fried Frank Harris Shriver & Jacobson LLP | USA | 27 Mar 2023
CFTC Charges Binance with Evasion of U.S. Regulations
The CFTC filed charges against Binance, the world’s largest central digital asset exchange, and its CEO, alleging that the firm solicited U.S…
Cozen O'Connor | USA | 2 Mar 2023
Kansas AG Kobach Files Lawsuit Alleging Energy Market Manipulation After Winter Storm Uri
Kansas AG Kris Kobach filed a lawsuit against Macquarie Energy in Shawnee County District Court for allegedly engaging in price gouging and market…
Cadwalader Wickersham & Taft LLP | European Union, USA | 2 Mar 2023
Expanding Regulatory Reach over Intermediaries That May Constitute Regulated Exchanges
In response to changes in business practices, regulations and laws eventually change, too. During the past few years derivatives markets are…
