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2,110 results found

Article

Collyer Bristow LLP | USA | 9 Mar 2021

CFTC brings first ever enforcement action for cryptocurrency "pump-and-dump" scheme

The US Commodity Futures Trading Commission (CFTC) has brought its first ever enforcement action for a manipulative scheme involving cryptocurrency…
Article

Skadden Arps Slate Meagher & Flom LLP | USA | 12 Aug 2020

CFTC Finalizes Cross-Border Swaps Rule

On July 23, 2020, the Commodity Futures Trading Commission (CFTC or Commission) voted 3-2 to approve a final rule (Final Rule) on the cross-border…
Article

Buckley LLP | USA | 31 Jul 2020

CFTC awards $9 million to whistleblower

On July 27, the CFTC announced an approximately $9 million whistleblower award to a claimant who reported “specific, credible and timely” information…
Article

Schulte Roth & Zabel LLP | USA | 20 Jul 2020

CFTC Conditions Rule 4.13 Eligibility on Absence of Statutory Disqualifications

On June 4, 2020, the CFTC amended Rule 4.13, which contains a fund-level registration exemption that is frequently claimed by private fund managers…
Article

Cadwalader Wickersham & Taft LLP | USA | 17 Jul 2020

CFTC DSIO Extends Temporary Relief from Registration Fingerprint Requirement

The CFTC Division of Swap Dealer and Intermediary Oversight ("DSIO") extended temporary relief for associated persons and principal registrants from…
Article

Cadwalader Wickersham & Taft LLP | USA | 17 Jul 2020

CFTC DSIO Extends No-Action Relief on Registration Fingerprint Requirement

The CFTC Division of Swap Dealer and Intermediary Oversight ("DSIO") extended relief from July 23, 2020 to September 30, 2020 to principals and…
Article

Skadden Arps Slate Meagher & Flom LLP | USA | 4 Jun 2020

CFTC Extends Phase 5 Compliance Date for Its Initial Margin Rules and Proposes More Regulatory Flexibility for Non-US Commodity Pool Operators

On May 28, 2020, the Commodity Futures Trading Commission (CFTC or Commission) unanimously approved an interim final rule extending the Phase 5…
Article

Skadden Arps Slate Meagher & Flom LLP | USA | 7 Apr 2020

CFTC Clarifies Meaning of ‘Actual Delivery’ in Margined, Leveraged or Financed Retail Transactions in Virtual Currencies

On March 24, 2020, the Commodity Futures Trading Commission (CFTC or Commission) voted unanimously to adopt an interpretation of the term “actual…
Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 3 Apr 2020

CFTC Staff Issues Additional Temporary Relief to Market Participants in Response to COVID-19

On March 31, 2020, the staff of the Commodity Futures Trading Commission's (the "CFTC" or the "Commission") Division of Swap Dealer and Intermediary…
Article

Hogan Lovells | USA | 31 Mar 2020

CFTC defines "actual delivery" for digital assets

The Commodity Futures Trading Commission (CFTC) has approved final interpretative guidance on retail commodity transactions involving certain digital…
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