We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance

Results: 1-10 of 8,670

Large Whistleblower Award to Non U.S. Person- Lessons for Anti-Corruption Compliance Programs
  • Pillsbury Winthrop Shaw Pittman LLP
  • USA
  • December 13 2017

On December 5, 2017 the Securities and Exchange Commission (“SEC”) awarded more than $4.1 million to a whistleblower for alerting the SEC to a

BDC surveys and other resources
  • Morrison & Foerster LLP
  • USA
  • December 12 2017

The chart below summarizes the adviser fee structures for a representative sampling of BDCs based on fili

When Does Software Become Securities?
  • Sheppard Mullin Richter & Hampton LLP
  • USA
  • December 12 2017

On December 11, 2017, the U.S Securities and Exchange Commission (“SEC”) issued a cease and desist order (“Order”) against Munchee, Inc.’s (“Munchee”

Credit for Cooperation: The Alberta Securities Commission Sets Out Parameters for Cooperation
  • McCarthy Tétrault LLP
  • Canada
  • December 7 2017

The Alberta Securities Commission (the “ASC”) recently released the Credit For Exemplary Cooperation in Enforcement Matters policy (the “ASC Policy”

U.S. Department of Justice Announces Revised FCPA Corporate Enforcement Policy
  • Drinker Biddle & Reath LLP
  • USA
  • December 7 2017

In a move to incentivize “ethical corporate behavior,” the Department of Justice has announced a revised Foreign Corrupt Practices Act Corporate

Ohio Bill Proposes Safe Harbor Against Breach Suits to Businesses Maintaining Recognized Cybersecurity Programs
  • Tucker Ellis
  • USA
  • December 6 2017

Maintaining robust cybersecurity measures that meet government- and industry-recognized standards will provide businesses operating in Ohio with a

Employee Incentives Update - November 2017
  • Addleshaw Goddard LLP
  • United Kingdom
  • December 5 2017

Welcome to our Employee Incentives Update, we hope you find it useful. This Update contains a round-up of key developments in remuneration during

Department of Labor’s Wage and Hour Division Proposes to Nix Unpopular Tip Pooling Rule
  • Seyfarth Shaw LLP
  • USA
  • December 5 2017

The DOL has issued a Notice of Proposed Rulemaking regarding the tip pooling regulations of the Fair Labor Standards Act. The FLSA allows employers to

DOJ Formalizes FCPA Enforcement Policy -- Reinforcing Incentives for Disclosure and Cooperation Under the FCPA Pilot Program and Creating a “Presumption” in Favor of a Declination of Prosecution for Companies that Voluntarily Disclose Misconduct
  • Jenner & Block LLP
  • USA
  • November 30 2017

On November 29, 2017, the Department of Justice (DOJ) announced a new Foreign Corrupt Practices Act (FCPA) enforcement policy that formally adopts the

New CMS Guidance on Information Blocking
  • Bass, Berry & Sims PLC
  • USA
  • November 28 2017

Centers for Medicare & Medicaid Services (CMS) recently published two important guidance statements on so-called "information blocking," i.e