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Results:1-10 of 201

MiFID IIMiFIR Q&As Updated and Guidelines Published on MiFID II Suitability Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • June 1 2018

The European Securities and Markets Authority (ESMA) recently updated its questions and answers on the following topics: On May 29, the revised

Corporate Crime & Investigations Update - 14 May 2018
  • Addleshaw Goddard LLP
  • United Kingdom
  • May 14 2018

Sun Zhengcai, a former Chinese Communist Party official, has been jailed for life after being found guilty of taking bribes in excess of $26.7m (£19

ESMA Publishes First Liquidity Assessment for Bonds Subject to MiFID II Transparency Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • May 4 2018

On May 2, the European Securities and Markets Authority (ESMA) published its first liquidity assessment for bonds that are subject to the pre- and

FINRA Proposed a Rule Change With Respect to the Establishment of a Second Trade Reporting Facility
  • Katten Muchin Rosenman LLP
  • USA
  • April 13 2018

The Financial Industry Regulatory Authority recently filed a proposed rule change with the Securities and Exchange Commission to adopt rules relating

Fair Labor Standards Act Claims Continue Their Rise
  • Breazeale Sachse & Wilson LLP
  • USA
  • April 10 2018

The continued wave of FLSA lawsuits shows an alarming trend and emphasis on wage and hour related disputes both in the private and federal enforcement

California Division of Occupational Safety and Health Crafts Workplace Violence Rules
  • Haynes and Boone LLP
  • USA
  • March 19 2018

The California Division of Occupational Safety and Health (CalOSHA) held two advisory meetings in January to solicit input and comments on its

Conforming Amendments Proposed for Bank Swap Margin Rules
  • Katten Muchin Rosenman LLP
  • USA
  • February 12 2018

On February 5, the Prudential Regulatorsthe five federal banking regulators for swap dealers that are banksproposed technical amendments to their

Avoid Creating Bad Blood with the Board
  • Marshall Gerstein & Borun LLP
  • USA
  • February 12 2018

The Board recently denied a post grant review petition because the challenge was deemed redundant of the Patent Office’s earlier examination of

Crafting Definite Functional Claim Language After MasterMine
  • Baker Botts LLP
  • USA
  • January 8 2018

Section 101 of the Patent Act allows inventors to patent new and useful processes, machines, manufactures, or compositions of matter.1 However, the