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Article

Macfarlanes LLP | United Kingdom, European Union | 16 Jan 2019

Notification period opens for the temporary permissions regime

In December 2017, the Government announced that in the event of a "no deal" Brexit, it would introduce a temporary permissions regime (TPR) for

Article

A&L Goodbody | United Kingdom, European Union | 15 Jan 2019

Financial Service Regulation and Compliance - Funds December 2018

Director General Derville Rowland delivered a speech on the importance of effective culture within the financial sector, and the importance of being

Article

Herbert Smith Freehills LLP | United Kingdom, European Union | 11 Jan 2019

Preparing for Brexit: EEA Firms UK Temporary Permissions Regime (“TPR”)

The UK FCA and PRA propose to implement the TPR if the UK leaves the European Union on 29 March 2019 without an implementation (or transitional)

Article

Dillon Eustace | United Kingdom | 10 Jan 2019

Briefing for Funds Marketed in the UK

The FCA has opened the notification period for funds and firms wishing to continue to market and provide services into the UK under the proposed

Article

A&L Goodbody | United Kingdom, European Union, Ireland | 20 Dec 2018

Asset Management & Investment Funds: Irish Practice Developments: December 2018

31 December 2018. Corporate Governance - completion of reviews of board and individual director performance. Under the Irish Funds Corporate

Article

Slaughter and May | United Kingdom, European Union | 13 Dec 2018

Financial Regulation Weekly Bulletin - 13 December 2018

The FCA has published Occasional Paper No 47 addressing the use of social media advertising for financial products, and the associated issues around

Article

Dillon Eustace | United Kingdom | 12 Dec 2018

Briefing for Funds Marketed in the UK

UK Treasury clarifies that the scope of the proposed Temporary Permissions Regime (TPR) will be expanded to allow already registered umbrella funds to

Article

A&L Goodbody | United Kingdom, European Union, Ireland | 30 Nov 2018

Asset Management & Investment Funds: Irish Practice Developments: Nov 2018

The Chairman of UCITS ManCos which manage UCITS that charge performance fees must give confirmations to the Central Bank by 30 November 2018 as

Article

King & Wood Mallesons | United Kingdom, Hong Kong | 31 Oct 2018

Mutual Recognition of Funds between the United Kingdom and Hong Kong

On 8 October 2018, the Securities and Futures Commission of Hong Kong (SFC) and the Financial Conduct Authority of the United Kingdom (FCA) signed a

Article

Brodies LLP | United Kingdom, European Union | 29 Oct 2018

FCA launches Consultation Paper on illiquid assets and Open-Ended Funds

The FCA has launched a Consultation Paper on illiquid assets and open-ended funds. This, to some extent, picks up from a previous Discussion Paper