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Dechert LLP | United Kingdom | 8 Jun 2011

Product intervention

The Financial Services Authority (the “FSA”) published in late January this year a discussion paper (DP111) which contained a Foreword - unusually written by its Chairman Lord Adair Taylor - considering how the FSA (and its proposed successor body) will pursue its consumer protection objective and strategy.


Latham & Watkins LLP | United Kingdom | 11 May 2010

Changes to the UK listing regime: reclassification of listed securities and additional continuing obligations for overseas companies with GDR listings on the London Stock Exchange

In 2007, the United Kingdom Financial Services Authority (the FSA) entered into a consultation exercise with market participants to address a perceived lack of clarity in the categorisation of securities listed on the official list of the UK Listing Authority (the Official List).


Norton Rose Fulbright | United Kingdom | 19 Mar 2010

Listing Regime FAQs

On 16 March 2010, the UK Listing Authority (UKLA) published a set of frequently asked questions (FAQs) on the review of the Listing Regime.

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