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17 results found

Article

Dechert LLP | United Kingdom | 4 Jan 2016

Regulatory Enforcement in the UK - A Retrospective on 2015. Can the Fines Get Any Bigger?

When the UK Financial Services Authority became the Financial Conduct Authority ("FCA") in April 2013, we were told that this would herald a tougher

Article

Dechert LLP | United Kingdom | 1 Nov 2013

Thematic review by FCA of asset managers in the UK

The Financial Conduct Authority has now completed its thematic review of Anti-Money Laundering and Anti-Bribery and Corruption Systems and Controls:

Article

Dechert LLP | United Kingdom | 27 Jun 2013

UK: new regulators; new powers

The UK Financial Services Authority ("FSA") was abolished on 1 April 2013 and replaced by three new regulators. The Financial Services Act 2012

Article

Dechert LLP | United Kingdom | 28 Mar 2013

The new financial regulator in the UK - some practical points

It cannot have escaped anyone's attention that the Financial Services Authority (FSA) ceases to exist as such on Monday 1 April 2013. In its place

Article

Dechert LLP | United Kingdom | 8 Jun 2011

Product intervention

The Financial Services Authority (the “FSA”) published in late January this year a discussion paper (DP111) which contained a Foreword - unusually written by its Chairman Lord Adair Taylor - considering how the FSA (and its proposed successor body) will pursue its consumer protection objective and strategy.

Article

Dechert LLP | United Kingdom | 8 Mar 2011

HM Teasury’s second consultation on the new UK regulatory structure

HM Treasury published on 17 February 2011 a further consultation paper on the new UK regulatory architecture, A new approach to financial regulation: building a stronger system.

Article

Dechert LLP | United Kingdom | 1 Dec 2010

The new UK financial services regulatory structure

The FSA has announced that HM Treasury will now be publishing a second consultation paper on the new UK financial services regulatory structure in February 2011.

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