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674 results found

Article

Macfarlanes LLP | United Kingdom, European Union | 20 May 2019

Financial Services and Markets Dispute Resolution Quarterly Update: Spring 2019

Judicial highlights include a bank failing to exclude the Quincecare duty; further scrutiny of representations in the context of benchmark

Article

DLA Piper | United Kingdom, European Union | 3 May 2019

Collaboration in Financial Services - Regulation and Challenges

One of the most noticeable recent trends in financial services is the number of collaboration which are taking place between FinTechs and banks. As

Article

Freshfields Bruckhaus Deringer | United Kingdom, European Union | 23 Apr 2019

FCA business plan flags potential enforcement targets

The FCA has published its Business Plan for 20192020. Again, emphasis is placed on the FCA’s work to ensure an orderly transition post Brexit, but

Article

Herbert Smith Freehills LLP | United Kingdom, OECD, European Union | 16 Apr 2019

Corporate Crime update - April 2019 United Kingdom, European Union and International bodies

House of Commons publishes AML supervision and sanctions implementation report The House of Commons Treasury Committee has published its

Article

Global Investigations Review | United Kingdom | 28 Mar 2019

Corporate prosecutions for sanctions violations “very unlikely” in UK

UK authorities will struggle to prosecute companies for sanctions violations without the capacity to hold them accountable for not stopping the

Article

Katten Muchin Rosenman LLP | United Kingdom | 22 Mar 2019

House of Lords Bribery Act 2010 Committee Publishes Post-Legislative Scrutiny

On March 14, the House of Lords Select Committee (Select Committee) on the Bribery Act 2010 (Bribery Act) published its report, “Bribery Act 2010:

Article

Allen & Overy LLP | USA, United Kingdom, European Union | 19 Mar 2019

Key Regulatory Topics: Weekly Update 8 March - 14 March 2019

On 7 February, ordinance no. 2019-75 relating to the preparatory measures in connection with the United-Kingdom’s withdrawal from the European Union

Article

Herbert Smith Freehills LLP | United Kingdom, European Union | 12 Mar 2019

Anti-money laundering regulatory round-up

Corporate Crime Briefing Anti-money laundering regulatory round up Late 2018 and early 2019 saw a flurry of regulatory developments and proposals

Article

NERA Economic Consulting | United Kingdom, European Union | 29 Jan 2019

Trends in Regulatory Enforcement in UK Financial Markets 201819 Mid-Year Report

NERA Economic Consulting maintains a proprietary database (the NERA FCA database) of fines and non-pecuniary enforcement by the Financial Conduct

Article

Global Investigations Review | USA, United Kingdom, European Union | 15 Jan 2019

Data protection in investigations

Internal investigations will inevitably deal with personal data, particularly employees’, and in the United Kingdom this is governed by the GDPR. As a

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