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491 results found

Article

Slaughter and May | Asia-Pacific, United Kingdom | 26 Nov 2018

The long arm of the law: EU privacy regulators enforcing the GDPR's extra-territorial reach

The UK Information Commissioner’s Office (UK ICO) has recently issued GDPR enforcement notices against a company based in Canada. This demonstrates

Article

Reed Smith LLP | United Kingdom | 21 Nov 2018

Bit by bit: one step closer to regulation as the Cryptoassets Taskforce states it will consult on crypto regulation in 2019

Launched in March 2018, the Taskforce (consisting of HM Treasury, the FCA and the Bank of England) is monitoring developments in the cryptoassets

Article

Osborne Clarke | European Union | 7 Nov 2018

Proposed Perimeter Guidance changes under PSD2

In amongst the FCA’s CP1825 on the SCA-RTS are a trio of small but important changes to the FCA’s perimeter guidance (PERG) relating to AISPs and

Article

Katten Muchin Rosenman LLP | United Kingdom | 26 Oct 2018

FCA Updates Webpage on MiFID II Position Limits for Commodity Derivative Contracts

On October 22, the UK Financial Conduct Authority (FCA) updated its webpage for bespoke position limits set for a number of commodity derivatives

Article

Katten Muchin Rosenman LLP | USA | 23 Feb 2018

FCA Publishes “Dear CEO” Letter on Quality of Prudential Regulatory Returns

On February 19, the UK’s Financial Conduct Authority (FCA) published a “Dear CEO” letter that it recently sent to IFPRU investment firms and BIPRU

Article

Katten Muchin Rosenman LLP | USA | 19 Jan 2018

FCA Transaction Reporting Instrument Reference Data Errors and Omissions Form Now Available

On January 11, the UK Financial Conduct Authority (FCA) updated its webpage on instrument reference data to make available a new instrument reference

Article

Katten Muchin Rosenman LLP | USA | 17 Nov 2017

FCA Publishes Further Set of Position Limits for Commodity Derivative Contracts

On November 15, the UK Financial Conduct Authority (FCA) updated its webpage (webpage) in connection with position limits for commodity derivative

Article

King & Wood Mallesons | USA, Australia, Hong Kong | 19 Jul 2017

Big data and international cooperation - potential impacts for insider dealing actions

Charges for insider dealing are ripe for news headlines - often involving covert arrangements between individuals and driven by greed and exploitation

Article

Katten Muchin Rosenman LLP | USA | 12 May 2017

FIA Calls for Transitional Period for Commodity Firms Under MiFID II

As originally reported by Risk.net (subscription required) on May 5, the Futures Industry Association (FIA) has asked HM Treasury to allow for a

Article

Corker Binning | United Kingdom | 10 Apr 2017

Missed opportunity

How much information can you gather by asking 35 questions? By requiring most firms subject to the Money Laundering Regulations to fill out a new

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