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637 results found

Article

Katten Muchin Rosenman LLP | USA, United Kingdom | 15 Mar 2019

PRA and FCA Hosted the First Meeting of the Climate Financial Risk Forum

On March 8, the UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) hosted the first meeting of the Climate Financial Risk

Article

Slaughter and May | United Kingdom, European Union | 14 Mar 2019

Financial Regulation Weekly Bulletin - 14 March 2019

Major UK and European regulatory developments of interest to banks, insurers and reinsurers, asset managers and other market participants

Article

Brodies LLP | United Kingdom | 4 Mar 2019

Countdown to the Senior Managers & Certification Regime

The countdown to the full implementation of the Senior Managers and Certification Regime (“SMCR”) to cover all authorised firms including fund and

Article

Burges Salmon LLP | United Kingdom | 18 Feb 2019

Asset Management Market Study - FCA issues policy statement on further remedies

On 4 February 2019, the FCA issued its policy statement on further remedies as part of its Asset Management Market Study. Following industry feedback

Article

Burges Salmon LLP | United Kingdom | 18 Feb 2019

What is good culture in the investment management industry?

We all know the impact that good culture can have on a business. However, in a speech by Andrew Bailey on the 6 November 2018 at the Investment

Article

Katten Muchin Rosenman LLP | United Kingdom | 15 Feb 2019

FCA Publishes Policy Statement on Further Asset Management Market Study Remedies

On February 4, the UK Financial Conduct Authority (FCA) published a Policy Statement on further remedies to promote competition in the asset

Article

William Fry | United Kingdom, European Union, Ireland | 12 Feb 2019

Asset Management & Investment Funds Update Feb 19

One of the eligibility criteria for EU UCITS, AIFs and MiFID firms which wish to delegate portfolio management to third country firms (which would be

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom | 4 Feb 2019

The Asset Management Market Study: The FCA release Policy Statement on final remedies

On 4 February 2019, the FCA issued Policy Statement (PS194 - Asset Management Market Study - Further Remedies), setting out their final set of rules

Article

Chevalier & Sciales | Luxembourg, European Union | 28 Nov 2018

New draft of AIFMD update eases pre-marketing requirements

The European Commission has put forward amendments to the 2011 Alternative Investment Fund Managers Directive that includes clarifying and setting out

Article

Macfarlanes LLP | United Kingdom | 21 Nov 2018

Launch of FCA’s cost transparency initiative and templates

On 7 November 2018, the Financial Conduct Authority (FCA) launched the Cost Transparency Initiative (CTI). The CTI is an independent group working to

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