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Article

Linklaters LLP | United Kingdom | 28 Mar 2019

UK - What happens if your CEO tweets tales of a takeover?

Elon Musk, the CEO of Tesla Inc, has been in hot water with the U.S. authorities recently after tweeting about a potential takeover bid for the

Article

Linklaters LLP | USA | 27 Dec 2018

U.S. Securities Law Briefing: SEC to Review the Quarterly Reporting Model

One of the key aspects of the U.S. public company reporting model is now up for review, following President Trump’s August 2018 tweet asking the U.S

Article

Latham & Watkins LLP | United Kingdom | 29 Mar 2017

Firsts for UK SFO with in principle false accounting DPA, and for FCA with market abuse compensation, against Tesco

Following a two-year investigation, Tesco PLC has announced that its subsidiary Tesco Stores Limited (Tesco Ltd) had agreed in principle the terms of

Article

DAC Beachcroft | United Kingdom | 3 Aug 2016

Further fines imposed by the FCA for insider trading

On 15 July 2016, the FCA imposed a fine of £59,557.00 on Gavin Breeze ("Mr Breeze"), a Jersey resident, in respect of shares which he sold in

Article

Herbert Smith Freehills LLP | United Kingdom, European Union | 4 Jul 2016

MAR Monday: the EU Market Abuse Regulation comes into application

On 3 July 2016, the EU Market Abuse Regulation (MAR) (EU 5962014) replaced the Market Abuse Directive (MAD) and the current UK regimes for market

Article

Burges Salmon LLP | United Kingdom | 23 Jun 2016

AIM Companies dealing with inside information

This briefing explains the new regime for the disclosure of inside information by companies admitted to trading on AIM. The new regime comes into

Article

DLA Piper | European Union | 23 Jun 2016

The Financial Report - 23 June 2016 - News from Europe

The UK Financial Conduct Authority announced the formation of the Financial Advice Working Group, which was established to respond to three

Article

Fieldfisher LLP | United Kingdom | 10 May 2016

Template resolutions for disapplication of pre-emption rights

The Pre-Emption Group, representing listed companies, investors and intermediaries, updated its Statement of Principles for the disapplication of

Article

Hogan Lovells | United Kingdom | 2 Jul 2015

FCA imposes fine on premium listed company for failing to identify its related party transactions what lessons can be learnt?

The Financial Conduct Authority (FCA) has published a final notice imposing a fine of £4,651,200 on Asia Resource Minerals plc (ARM) for: failing to

Article

Burges Salmon LLP | United Kingdom | 30 Jun 2015

FCA fines listed company £4.6 million for failure to communicate, implement and monitor policy for related party transactions

The Financial Conduct Authority has imposed a fine of £4,651,200 on Asia Resource Minerals plc (formerly Bumi plc) for various breaches of the

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