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694 results found

Article

Baker McKenzie | United Kingdom | 10 Jun 2019

Navigating the new related party rules for premium and standard listed issuers

The FCA has published a Policy Statement indicating how it will implement the new related party transaction ("RPT") requirements in the Revised

Article

Piper Alderman | Australia | 6 Jun 2019

ASIC updates crypto-asset guidance - it's one small step for man...

ASIC Updates crypto-asset guidance - it's one small step for man... On Thursday 30 May 2019, ASIC updated its guidance on initial coin offerings

Article

TLT LLP | United Kingdom | 30 May 2019

Financial services investigations and enforcement monthly round-up - May 2019

As the FCA continues to promote a fairer sector, a number of firms and individuals have come under scrutiny. Here we unravel the key facts of these

Article

Macfarlanes LLP | United Kingdom, European Union | 22 May 2019

Investment Management Update

The Financial Conduct Authority (FCA) has updated its webpage with regards to the national private placement regime (NPPR) notification process under

Article

Osborne Clarke | United Kingdom | 16 May 2019

FCA consultation on Cryptoassets brings welcome clarity on extent of regulatory perimeter

On 23 January 2019, the FCA published a consultation on Guidance on Cryptoassets (CP193). The consultation ran for 10 weeks and the FCA intends to

Article

Allen & Overy LLP | United Kingdom, European Union | 28 Apr 2019

Key Regulatory Topics: Weekly Update 12-17 April 2019

An extension until 31 October 2019 for the UK’s withdrawal from the EU has been agreed. Are you still wondering what Brexit means for your business

Article

Proskauer Rose LLP | USA, United Kingdom | 28 Feb 2019

Guidance on Cryptoassets: UK Financial Conduct Authority Issues Consultation Paper

On January 23, 2019, the UK Financial Conduct Authority (“FCA”) issued its widely anticipated “Guidance on Cryptoassets” consultation paper CP193

Article

Katten Muchin Rosenman LLP | United Kingdom | 15 Feb 2019

FCA Publishes Policy Statement on Further Asset Management Market Study Remedies

On February 4, the UK Financial Conduct Authority (FCA) published a Policy Statement on further remedies to promote competition in the asset

Article

A&L Goodbody | United Kingdom, European Union | 1 Feb 2019

Brexit Update: Asset Management & Investment Funds

On 1 February 2019 ESMA confirmed the agreement of no-deal Brexit MoUs with the FCA. One Memorandum of Understanding (MOU) is between the European

Article

Brodies LLP | United Kingdom, European Union | 17 Jan 2019

Comment early, comment often; the regulator is listening: Helpful news for post-Brexit sub-funds

In our legal update on the post-Brexit temporary permissions marketing regime we had noted that the regime was to be limited to funds established and

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