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302 results found

Article

Allen & Overy LLP | United Kingdom, European Union | 28 Apr 2019

Key Regulatory Topics: Weekly Update 12-17 April 2019

An extension until 31 October 2019 for the UK’s withdrawal from the EU has been agreed. Are you still wondering what Brexit means for your business

Article

Brodies LLP | United Kingdom, European Union | 29 Oct 2018

Brexit proposals for investment funds

This month saw the publication of draft regulations and rules containing the detailed proposals of the FCA and HM Treasury for the marketing and

Article

Maples | United Kingdom | 15 Oct 2018

Marketing of UCITS and AIFs in the UK Post Brexit

On 9 October 2018, HM Treasury published draft Statutory Instruments relating to UCITS and AIFs which are intended to come into effect should a no

Article

Burges Salmon LLP | United Kingdom | 22 Jun 2017

Securities Financing Transaction Regulation - The Final Provisions

Since 12 January 2016 EU-based fund managers whose funds carry on securities financing transactions (SFTs) (i.e. securities lending agreements

Article

Bryan Cave Leighton Paisner (BLP) | United Kingdom, European Union | 9 Feb 2017

FCA discussion paper on the regulatory approach to UK open-ended funds investing in illiquid assets

This briefing gives a short overview of the FCA Discussion Paper on the regulatory approach to UK open-ended funds investing in illiquid

Article

Jones Day | United Kingdom, European Union | 4 Aug 2016

The Alternative Investment Fund Managers Directive2016 Update

This White Paper sets out the key features of the European Directive on Alternative Investment Fund Managers (“AIFMD”) and considers its impact on

Article

Bryan Cave Leighton Paisner (BLP) | United Kingdom | 13 Jul 2016

Redemption suspensions in FCA-authorised open-ended real estate funds - manager’s powers & gating

This briefing examines FCA-authorised open-ended real estate funds available to retail investors, and the toolkit available to fund managers in

Article

Morrison & Foerster LLP | United Kingdom, European Union | 13 Jun 2016

Setting the New Benchmark: EU Regulation on Financial Benchmarks

The integrity of benchmarks used in financial transactions has been the subject of increasing focus from regulators since the investigations into

Article

Eversheds Sutherland (International) LLP | United Kingdom | 7 Jun 2016

June Investment Management Update

The Senior Managers and Certification Regime was formally extended to investment managers and other non-bank and insurance entities with the Bank of

Article

Farrer & Co LLP | United Kingdom | 17 May 2016

Meeting investors' expectations - Thematic Review

The FCA recently published their thematic review, Meeting investors' expectations TR163 (Thematic Review). The main purpose of this Thematic Review

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