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12 results found

Article

Macfarlanes LLP | USA, United Kingdom, European Union | 10 Jul 2019

Investment Management Update

The Financial Conduct Authority (FCA) has confirmed that it is recognising the FX Global Code and the UK Money Markets Code, the first such codes to

Article

Macfarlanes LLP | United Kingdom, European Union | 16 Jan 2019

Notification period opens for the temporary permissions regime

In December 2017, the Government announced that in the event of a "no deal" Brexit, it would introduce a temporary permissions regime (TPR) for

Article

Macfarlanes LLP | United Kingdom | 24 Oct 2018

Draft Brexit SI: Collective Investment Schemes (Amendment etc) (EU Exit) Regulations 2018

HM Treasury has published a draft version of the Collective Investment Schemes (Amendment etc) (EU Exit) Regulations 2018 and an accompanying

Article

Macfarlanes LLP | United Kingdom, Hong Kong | 22 Oct 2018

The UK and Hong Kong agree mutual recognition regime for retail fund offerings

Under a Memorandum of Understanding (“MoU”) signed earlier this month by the FCA and the Hong Kong Securities and Futures Commission (“SFC”), the UK

Article

Macfarlanes LLP | United Kingdom | 10 Oct 2018

NURS investing in illiquid assets: FCA consultation

The FCA has published a consultation paper on illiquid assets and open-ended funds (CP1827). Illiquid assets are those which are illiquid under

Article

Macfarlanes LLP | United Kingdom | 10 Oct 2018

Draft Brexit SI: Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018

HM Treasury has published a draft Brexit statutory instrument (SI) and an accompanying explanatory memorandum relating to the "onshoring" of the MiFID

Article

Macfarlanes LLP | United Kingdom, European Union | 4 May 2017

PRIIPS - FCA's disclosure rules - Implications for fund managers

On 2 May 2017 the FCA published Policy Statement PS 176 (PS) on its disclosure rules for Packaged Retail and Insurancebased Products (PRIIPs). These

Article

Macfarlanes LLP | United Kingdom, European Union | 2 Feb 2017

Investment Management Update (2 February 2017)

Following the issue of discussion papers in December 2014 and April 2016 on UCITS share classes, in which it noted divergence in national practices

Article

Macfarlanes LLP | United Kingdom, European Union, Global | 15 Dec 2016

Investment Management Update (15 December)

The Private Equity Reporting Group (PERG) (formerly "The Guidelines Monitoring Group"), has published its ninth annual report (the "Report") on the

Article

Macfarlanes LLP | United Kingdom, European Union | 30 Nov 2016

Investment management update (30 November)

The European Securities and Markets Authority (ESMA) has published a revised version of its UCITS Q&A, adding two new Q&As, both relating to

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