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23 results found

Article

Dechert LLP | United Kingdom | 1 Feb 2019

FCA Warns on Misleading Financial Promotions that Imply Unregulated Activities are Regulated

The FCA published a letter that it issued to CEOs to remind regulated firms of their responsibilities regarding the use of financial promotions

Article

Dechert LLP | United Kingdom, Global | 3 Jan 2019

Whistleblowing in the UK

A structured guide to whistleblowing in the UK

Article

Dechert LLP | United Kingdom | 22 Feb 2018

Asset Management Regulatory Roundup: February 2018 - Issue 4

A compact summary of the most recent regulatory developments relevant to the UK asset management industry. This issue includes details of an FCA

Article

Dechert LLP | United Kingdom, European Union | 28 Apr 2016

PRA and FCA Reject the Position Taken on CRD IV Bonus Cap Proportionality in the EBA’s New Remuneration Guidelines

The PRA and FCA notified the European Banking Authority (EBA) that they will comply with all aspects of the EBA's Guidelines on Sound Remuneration

Article

Dechert LLP | United Kingdom | 6 Nov 2015

FCA and PRA rules on whistleblowing

The UK Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) published new whistleblowing rules in October 2015 (click here

Article

Dechert LLP | United Kingdom | 29 Sep 2014

The year to review your whistleblowing policy

This year, the UK Financial Conduct Authority (FCA) has placed an increased emphasis on whistleblowing activity, both in relation to whistleblowing

Article

Dechert LLP | United Kingdom | 7 Aug 2014

No financial incentives for whistleblowers in the UK

The Financial Conduct Authority (FCA) and the Bank of England Prudential Regulation Authority (PRA) published a report on 30 July 2014 that

Article

Dechert LLP | United Kingdom | 27 Jun 2013

UK: new regulators; new powers

The UK Financial Services Authority ("FSA") was abolished on 1 April 2013 and replaced by three new regulators. The Financial Services Act 2012

Article

Dechert LLP | United Kingdom | 28 Mar 2013

The new financial regulator in the UK - some practical points

It cannot have escaped anyone's attention that the Financial Services Authority (FSA) ceases to exist as such on Monday 1 April 2013. In its place

Article

Dechert LLP | United Kingdom | 8 Mar 2011

HM Teasury’s second consultation on the new UK regulatory structure

HM Treasury published on 17 February 2011 a further consultation paper on the new UK regulatory architecture, A new approach to financial regulation: building a stronger system.

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