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Latham & Watkins LLP | European Union, Global | 27 Jun 2019

Private Bank Briefing: Issues Impacting the Private Bank Sector - June 2019

The FCA and the PRA published their Business Plans for 201920 in April 2019. FCA Priorities As expected, with Brexit remaining a key focus, there are


Latham & Watkins LLP | United Kingdom | 6 Jun 2019

Regulators Get Tough on Regulatory Outsourcing Failings

On 29 May 2019, the FCA and PRA announced that they had fined an independent UK bank for failing to manage its outsourcing arrangements properly


Latham & Watkins LLP | United Kingdom, European Union | 27 Jul 2018

First Details of Brexit Temporary Permissions Regime Published Key Questions Answered

HM Treasury published draft legislation on 24 July 2018 to establish a temporary permissions regime. As previously announced, the regime is being


Latham & Watkins LLP | United Kingdom | 4 Jul 2018

Regulators Publish Final Rules on SMCR Extension

The FCA and the PRA have published their Policy Statements, setting out final rules on the SMCR regimes for insurers and FCA solo-regulated firms. Key

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