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1,287 results found


RPC | United Kingdom | 12 Jun 2019

FCA and PRA jointly fine bank for repeated outsourcing failings

R. Raphael & Sons PLC (Raphaels), one of the UK's oldest lenders, has been criticised and fined jointly by the FCA and PRA after it was found that the


Burges Salmon LLP | United Kingdom | 10 Jun 2019

Financial services regulation: updates for FCA and PRA regulated firms

Both the FCA and PRA (the 'Authorities') issued final notices to R. Raphael & Sons plc fining the bank £777,100 and £1,121,512 respectively. The


DLA Piper | USA | 7 Jun 2019

Regulators’ mood music keeps a steady beat

Tuesday’s speech by FSB chairman (and NY Fed vice chairman) Randal Quarles emphasised everything we’d heard before from regulators about IBOR


Squire Patton Boggs | United Kingdom | 7 Jun 2019

Outsourcing Failures leave Raphaels Bank with £1.89m Fine

Raphael & Sons plc (the “Bank“) has been hit by separate fines from the Financial Conduct Authority and the Prudential Regulation Authority (together


Hogan Lovells | United Kingdom | 6 Jun 2019

UK: Focus on Climate Change and Green Finance

On 5 June 2019, the Treasury Committee launched an inquiry into the decarbonisation of the UK economy and green finance which will look at the role of


Dentons | United Kingdom | 6 Jun 2019

Bank fined £1.9 million as FCA and PRA focus on outsourcing failures

R. Raphael and Sons plc (Raphaels) has been fined £1.9 million by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA)


Latham & Watkins LLP | United Kingdom | 6 Jun 2019

Regulators Get Tough on Regulatory Outsourcing Failings

On 29 May 2019, the FCA and PRA announced that they had fined an independent UK bank for failing to manage its outsourcing arrangements properly


Slaughter and May | United Kingdom, European Union | 6 Jun 2019

Financial Regulation Weekly Bulletin - 6 June 2019

Major UK and European regulatory developments of interest to banks, insurers and reinsurers, asset managers and other market participants


Herbert Smith Freehills LLP | United Kingdom | 6 Jun 2019

LIBOR discontinuation - FCA thematic feedback on responses to Dear CEO letter

The FCA and PRA yesterday published a joint statement setting out their key observations from the responses of major banks and insurers in the UK to


TLT LLP | United Kingdom | 5 Jun 2019

Spotlight on operational resilience FCA priorities series part 4

Part four of our FCA Priorities series looks at operational resilience and what the FCA will expect from your firm in the coming year. Operational

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