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6 results found

Article

Latham & Watkins LLP | United Kingdom, European Union | 1 Mar 2019

MiFID II Costs and Charges Room For Improvement

The FCA found that, despite firms being aware of the rules and taking compliance seriously, firms are not interpreting the rules consistently

Article

Latham & Watkins LLP | United Kingdom, European Union | 1 Feb 2019

Brexit and Financial Services FCA Issues Further Guidance For Firms

The FCA has highlighted areas in which transitional relief will not be granted in a no-deal scenario. Firms need to prepare now to comply with

Article

Latham & Watkins LLP | United Kingdom, European Union | 29 Nov 2018

FCA CP1836 The Second Brexit Onshoring Consultation

Under the Temporary Permissions Regime (TPR), the FCA intends to apply the Senior Managers and Certification Regime (SMCR) and the Approved Persons

Article

Latham & Watkins LLP | United Kingdom, European Union | 27 Jul 2018

First Details of Brexit Temporary Permissions Regime Published Key Questions Answered

HM Treasury published draft legislation on 24 July 2018 to establish a temporary permissions regime. As previously announced, the regime is being

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