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446 results found

Article

Katten Muchin Rosenman LLP | United Kingdom | 19 Apr 2019

FCA Publishes Market Watch Newsletter on Transaction Reporting Issues and Market Conduct

On April 17, the UK Financial Conduct Authority (FCA) published issue 59 of its Market Watch newsletter. In this issue, the FCA details its findings

Article

Allen & Overy LLP | USA, United Kingdom, European Union | 4 Mar 2019

Key Regulatory Topics: Weekly Updated 22 February 2019 - 28 February 2019

On 28 February, the Financial Services Contracts (Transitional and Saving Provision) (EU Exit) Regulations 2019 were made, and an explanatory

Article

Macfarlanes LLP | United Kingdom | 15 Feb 2019

Market abuse requires a dynamic response to a changing risk profile

Some choice words from the FCA's Director of Market Oversight, Julia Hoggett, in a speech discussing market abuse yesterday. New technology will not

Article

Macfarlanes LLP | United Kingdom | 16 Jan 2019

FCA findings on review of MAR implementation: Market Watch

In its latest edition of Market Watch (December 2018), the FCA updates firms on its findings following a review of industry implementation of the

Article

Macfarlanes LLP | United Kingdom | 21 Dec 2018

Corporate Law Update - 21 December 2018: Other items

In Cool Seas (Seafoods) Ltd v Interfish Ltd, the High Court allowed a majority shareholder of a company to succeed in an unfair prejudice petition

Article

Macfarlanes LLP | United Kingdom, European Union | 5 Dec 2018

Draft Brexit SI: Market Abuse (Amendment) (EU Exit) Regulations 2018

HM Treasury has published a draft version of the Market Abuse (Amendment) (EU Exit) Regulations 2018, accompanied by an explanatory note. The purpose

Article

Slaughter and May | United Kingdom, European Union | 22 Nov 2018

Financial Regulation Weekly Bulletin - 22 November 2018

The Competition and Markets Authority (CMA) has opened an investigation into suspected anti-competitive arrangements in the financial services sector

Article

RPC | United Kingdom, Global | 12 Nov 2018

Securities Litigation in the United Kingdom

A structured guide to securities litigation in the United Kingdom

Article

Katten Muchin Rosenman LLP | United Kingdom, European Union | 12 Oct 2018

ESMA Publishes Opinion on Position Limits on UK Natural Gas Contracts Proposed by the FCA

On October 5, the European Securities and Markets Authority (ESMA) published an opinion, dated September 24, on position limits on UK natural gas

Article

Macfarlanes LLP | United Kingdom | 10 Oct 2018

FCA warnings on MAR surveillance practices: Market Watch 56

In its latest newsletter on market conduct and transaction reporting issues (Market Watch 56), the Financial Conduct Authority (FCA) highlights recent

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