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Article

Latham & Watkins LLP | United Kingdom, European Union | 26 Jul 2019

MiFID II - Progress Report

In the second post of this 10-blog series, we examine recent and upcoming developments relating to MiFID II. This is taken from our wider publication:

Article

Latham & Watkins LLP | United Kingdom | 24 May 2019

Key Industry Lessons From the FCA’s First Competition Law Case

The decision gives market participants some helpful indications as to what kinds of information sharing the FCA considers are legitimate, both in the

Article

Latham & Watkins LLP | United Kingdom, European Union | 1 Mar 2019

MiFID II Costs and Charges Room For Improvement

The FCA found that, despite firms being aware of the rules and taking compliance seriously, firms are not interpreting the rules consistently

Article

Latham & Watkins LLP | United Kingdom, European Union | 1 Feb 2019

Brexit and Financial Services FCA Issues Further Guidance For Firms

The FCA has highlighted areas in which transitional relief will not be granted in a no-deal scenario. Firms need to prepare now to comply with

Article

Latham & Watkins LLP | USA, European Union | 26 Oct 2017

MiFID II Research - Relief at Last?

On 26 October 2017, the SEC published a press release announcing the publication of three "no action" letters, offering relief for US broker-dealers

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