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Article

Latham & Watkins LLP | European Union, Global | 27 Jun 2019

Private Bank Briefing: Issues Impacting the Private Bank Sector - June 2019

The FCA and the PRA published their Business Plans for 201920 in April 2019. FCA Priorities As expected, with Brexit remaining a key focus, there are

Article

Latham & Watkins LLP | United Kingdom | 24 May 2019

Key Industry Lessons From the FCA’s First Competition Law Case

The decision gives market participants some helpful indications as to what kinds of information sharing the FCA considers are legitimate, both in the

Article

Latham & Watkins LLP | United Kingdom, European Union | 4 Apr 2019

Private Bank Briefing Issues Impacting the Private Bank Sector - April 2019

On 23 January 2019, the FCA published a Consultation Paper (CP194) concerning further amendments to the Senior Managers and Certification Regime

Article

Latham & Watkins LLP | United Kingdom, European Union | 1 Mar 2019

MiFID II Costs and Charges Room For Improvement

The FCA found that, despite firms being aware of the rules and taking compliance seriously, firms are not interpreting the rules consistently

Article

Latham & Watkins LLP | United Kingdom, European Union | 1 Feb 2019

Brexit and Financial Services FCA Issues Further Guidance For Firms

The FCA has highlighted areas in which transitional relief will not be granted in a no-deal scenario. Firms need to prepare now to comply with

Article

Latham & Watkins LLP | United Kingdom | 6 Apr 2018

FCA Statement on Cryptocurrency Derivatives

The UK Financial Conduct Authority (FCA) has issued a statement reminding businesses offering cryptocurrency derivatives of the requirement to be

Article

Latham & Watkins LLP | USA, European Union | 26 Oct 2017

MiFID II Research - Relief at Last?

On 26 October 2017, the SEC published a press release announcing the publication of three "no action" letters, offering relief for US broker-dealers

Article

Latham & Watkins LLP | United Kingdom | 5 Jul 2017

MiFID II - Second Policy Statement and Further Consultation

The FCA has published its second Policy Statement (PS1714) on MiFID II implementation, following publication of its first Policy Statement (PS175)

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