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Article

Osler Hoskin & Harcourt LLP | Canada | 1 Feb 2019

OSC seeks to reduce regulatory burden in step with Ontario Red Tape Initiative

The Ontario Securities Commission (“OSC”) announced on January 14, 2019 that its Burden Reduction Task Force (“Task Force”), in coordination with the

Article

Osler Hoskin & Harcourt LLP | Canada, Global | 14 Sep 2018

Ontario and Québec regulators join the “Global Sandbox”

On August 7, 2018, the United Kingdom’s Financial Conduct Authority (FCA) announced the creation of the Global Financial Innovation Network (GFIN) in

Article

McCarthy Tétrault LLP | United Kingdom, Canada | 23 May 2018

Lessons in Responding to Whistleblower Complaints from Recent UK Settlement

The UK’s Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) recently reached a settlement with the CEO of Barclays Group

Article

McCarthy Tétrault LLP | United Kingdom, Canada | 23 Feb 2018

UK Financial Conduct Authority Proposes Global Fintech Regulatory Sandbox

On February 14, 2018, the United Kingdom Financial Conduct Authority (FCA) published a proposal for a global regulatory sandbox. The goal of a

Article

Herbert Smith Freehills LLP | Australia, Canada, Hong Kong | 20 Dec 2017

Dubai Financial Services Authority signs key FinTech cooperation agreements with Hong Kong authorities

On 7 December 2017 the Dubai Financial Services Authority (DFSA), the financial services regulator for the Dubai International Financial Centre

Article

Clayton Utz | Australia, Canada, Hong Kong | 7 Dec 2017

ASIC extends focus on disruptive innovation - A move towards greater international co-operation

Australian Fintech businesses should be considering how to expand overseas, as should foreign Fintech businesses that wish to enter the Australian

Article

Stikeman Elliott LLP | Australia, Canada | 30 Oct 2017

Seven Canadian Securities Regulators Sign Fintech Innovation Co-operation Agreement with Abu Dhabi

Fintech innovators in seven Canadian jurisdictions will soon be able to take advantage of a Co-operation Agreement that was recently signed with the

Article

Osler Hoskin & Harcourt LLP | USA, Australia, Canada, etc. | 12 Oct 2017

Regulators worldwide increasingly scrutinizing initial coin offerings

Recent announcements and other actions by financial regulators around the world signal growing regulatory concern over the rapid growth of initial

Article

Gilbert + Tobin | Australia, Canada, Hong Kong | 17 Aug 2017

ASIC signs fintech cooperation agreement with Abu Dhabi

ASIC has signed a Cooperation Agreement with the Abu Dhabi Global Market (ADGM) Financial Services Regulatory Authority (FSRA), providing a framework

Article

K&L Gates | United Kingdom, Canada | 27 Feb 2017

Regulators in the UK and Ontario sign co-operation agreement

Under a new Co-operation Agreement, FinTech businesses in Ontario and the United Kingdom will be able to seek support from their financial regulators

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