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9 results found

Article

Osborne Clarke | United Kingdom | 5 Jun 2019

Funds Legal Update 5 June 2019

This week, we take a look at the FCA's supervisory findings in relation to the investment management sector's understanding and compliance with their

Article

Osborne Clarke | United Kingdom | 7 May 2019

Funds Legal Update 7 May 2019

It continues to be a busy period for the FCA. We take a look at its approach to the future of conduct regulation and feedback on its duty of care

Article

Osborne Clarke | United Kingdom, European Union | 15 Apr 2019

Funds Legal Update 15 April 2019

Another busy week at ESMA; we bring you some of the highlights, including a report on ESMA’s opinions on product intervention measures taken by the

Article

Osborne Clarke | United Kingdom, European Union | 8 Apr 2019

Funds Legal Update 8 April 2019

This week, we report on the FCA's regular regulatory round up for March, with the 'hot topic' being the preparation of Statements of Responsibility

Article

Osborne Clarke | United Kingdom, European Union | 1 Apr 2019

Funds Legal Update 1 April 2019

Welcome to our Funds Legal Update. This week, we take a look at proposed revisions to two areas of JMLSG’s Anti-Money Laundering guidance. We report

Article

Osborne Clarke | United Kingdom, European Union | 25 Mar 2019

Funds Legal Update 25 March 2019

This week we take a look at the first proposal for a European crowdfunding legal framework that intends to scale up services and increase access to

Article

Osborne Clarke | United Kingdom, European Union | 11 Jan 2019

FCA temporary permissions regime: notification window opened this week

The FCA opened its “notification window” this week for firms and fund managers to notify the regulator that they wish to enter the FCA’s Temporary

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