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Norton Rose Fulbright | United Kingdom | 19 Feb 2015

Workplace personal pensions: FCA publishes final rules for IGCs

Following consultation in August 2014, the Financial Conduct Authority (FCA) has published the final rules applying to independent governance


Norton Rose Fulbright | United Kingdom | 18 Dec 2014

FCA publishes Policy Statement on retirement reforms and the guidance guarantee

Of interest to all schemes and members considering flexible access to DC benefits is the publication on 27 November 2014 of the Financial Conduct


Norton Rose Fulbright | United Kingdom | 17 Dec 2014

FCA consults on remedies for sale of Guaranteed Asset Protection insurance

On December 12, the Financial Conduct Authority (FCA) issued a consultation paper on the detail of the proposed add-on Guaranteed Asset Protection


Norton Rose Fulbright | United Kingdom | 8 Dec 2014

The new accountability regime

In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority


Norton Rose Fulbright | United Kingdom | 28 Nov 2014

FCA thematic review of complaint handling

The FCA has published the findings of its forward looking thematic review into complaint handling across 15 major retail financial firms including


Norton Rose Fulbright | United Kingdom | 28 Nov 2014

FCA consults on charges in workplace personal pension schemes

Of interest to all those providing contract-based schemes to fulfil their auto-enrolment duties is the Financial Conduct Authority's (FCA)


Norton Rose Fulbright | United Kingdom | 28 Nov 2014

FCA publishes the findings of its thematic review into managing bribery and corruption risk in commercial insurance broking (TR1417)

In 2010 the Financial Services Authority (FSA) published a report (FSA 2010 Report) on anti-bribery and corruption in commercial insurance broking (a


Norton Rose Fulbright | European Union | 7 Nov 2014

EIOPA consults on product governance guidelines for competent authorities

EIOPA has decided to follow the FCA and develop guidelines for Member State competent authorities on product oversight and governance for consumer


Norton Rose Fulbright | USA, United Kingdom, European Union | 31 Oct 2014

Sanctions warning continues for European banks

Economic sanctions continue to dominate press headlines, both in respect of increasing regulation and regulatory enforcement. As a result, sanctions


Norton Rose Fulbright | United Kingdom | 31 Oct 2014

Mis-selling and limitation periods

In the previous edition of Banking and finance disputes review, we considered Graiseley Properties Ltd & Ors v Barclays Bank Plc 2013 EWHC 67

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