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204 results found

Article

RPC | United Kingdom | 12 Jun 2019

FCA and PRA jointly fine bank for repeated outsourcing failings

R. Raphael & Sons PLC (Raphaels), one of the UK's oldest lenders, has been criticised and fined jointly by the FCA and PRA after it was found that the

Article

RPC | United Kingdom, European Union | 4 Apr 2019

All bets are off for binary options

Following consultation, the Financial Conduct Authority (FCA) announced on 29 March 2019 that, as of 2 April 2019, the sale, marketing and

Article

RPC | United Kingdom | 26 Feb 2019

Data breaches reported by financial services firms rise 480 in a year to 145

The number of data breaches reported by UK financial services firms to the Financial Conduct Authority (FCA) increased 480 in 2018, to 145 up from

Article

RPC | United Kingdom | 20 Feb 2019

FCA issues Final Report in the Wholesale Insurance Broker Market Study

Today, the FCA released its Final Report in its Wholesale Insurance Broker Market Study

Article

RPC | United Kingdom | 31 Jan 2019

FCA promises "greater clarity" over Crypto regulation

The Financial Conduct Authority (FCA) has made further progress in relation to the regulation of cryptocurrencies such as bitcoin, in an attempt to

Article

RPC | United Kingdom | 15 Jan 2019

Four UK financial crime compliance predictions for 2019

It may be something of a bold prediction given that no English Deferred Prosecution Agreements ("DPAs") were entered into in 2018 and that

Article

RPC | United Kingdom | 14 Dec 2018

Pension Transfers - FCA provides an end of year report

As the end of the calendar year approaches the FCA's recent publication indicated that the regulator remains concerned as to the suitability of

Article

RPC | United Kingdom | 21 Nov 2018

Regulation of cryptocurrencies inches ever closer

The long awaited regulation of cryptocurrencies has moved one step closer, with the Financial Conduct Authority (FCA) announcing plans to consult on

Article

RPC | United Kingdom, European Union | 20 Nov 2018

Barclays bank prosecution outcome

The UK Serious Fraud Office's (SFO) final attempt to prosecute Barclays in connection with Qatari loans ended on October 26 with the rejection of its

Article

RPC | United Kingdom, Global | 12 Nov 2018

Filing securities claims in the United Kingdom

A structured guide to filing securities claims in the United Kingdom

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