The revised Directive 200736EC (the Shareholder Rights Directive or SRD II) introduces new requirements on life insurers and asset managers to
Firms, in-house lawyers and the legal profession generally will be relieved that the Financial Conduct Authority ("FCA") has decided to exclude
On 27 November 2018, the FCA published a report summarising its findings from an in-depth survey into the technology and cyber capabilities of 296
The Trustees of defined contribution (DC) schemes (or schemes with a DC section) must provide a Chair’s statement within seven months of the end of
October 2018 CMA's Tough Message... ...'Stop cartels' On Monday, 22 October 2018, the Competition & Markets Authority ("CMA") launched a nationwide
In recent times, outsourcing in the financial services sector has been a firm focus for the FCA. On 30 October 2018, the FCA published another Final
The FSA has published Consultation Paper 1235 (CP1235), which sets out its proposals for the Financial Conduct Authority (FCA) to be able to make temporary product intervention rules.
Consultation Paper 1230 (CP 1230) has been published this month, outlining proposals for a scheme to deal with complaints against the Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Bank of England (BoE) under the new regulatory structure.
On 14 November 2012, the FSA released CP1232 “Implementation of the Alternative Investment Fund Managers Directive Part 1”.
HM Treasury has published a consultation inviting comments on the secondary legislation measures in relation to the Financial Services Bill 2012-13 (FS Bill).