We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search

Clear all

Refine your search

Content type

Tags

Author

Territory

33 results found

Article

Stephenson Harwood LLP | United Kingdom | 6 Jun 2019

Revised Shareholder Rights Directive - What asset managers need to know for 10 June 2019

The revised Directive 200736EC (the Shareholder Rights Directive or SRD II) introduces new requirements on life insurers and asset managers to

Article

Stephenson Harwood LLP | United Kingdom | 4 Feb 2019

Heads of Legal not required to be Senior Managers

Firms, in-house lawyers and the legal profession generally will be relieved that the Financial Conduct Authority ("FCA") has decided to exclude

Article

Stephenson Harwood LLP | United Kingdom | 30 Nov 2018

Cyber and Technology Resilience - future supervisory and enforcement focus

On 27 November 2018, the FCA published a report summarising its findings from an in-depth survey into the technology and cyber capabilities of 296

Article

Stephenson Harwood LLP | United Kingdom | 6 Nov 2018

Pensions snapshot - November 2018

The Trustees of defined contribution (DC) schemes (or schemes with a DC section) must provide a Chair’s statement within seven months of the end of

Article

Stephenson Harwood LLP | United Kingdom, European Union | 6 Nov 2018

CMA's Tough Message 'Stop cartels'

October 2018 CMA's Tough Message... ...'Stop cartels' On Monday, 22 October 2018, the Competition & Markets Authority ("CMA") launched a nationwide

Article

Stephenson Harwood LLP | United Kingdom, European Union | 5 Nov 2018

Large insurer joins the list of firms to fall foul of the FCA's outsourcing requirements

In recent times, outsourcing in the financial services sector has been a firm focus for the FCA. On 30 October 2018, the FCA published another Final

Article

Stephenson Harwood LLP | United Kingdom | 20 Dec 2012

Consultation Paper 1235 on temporary product intervention rules published

The FSA has published Consultation Paper 1235 (CP1235), which sets out its proposals for the Financial Conduct Authority (FCA) to be able to make temporary product intervention rules.

Article

Stephenson Harwood LLP | United Kingdom | 30 Nov 2012

FSA consults on complaints scheme for new regulators

Consultation Paper 1230 (CP 1230) has been published this month, outlining proposals for a scheme to deal with complaints against the Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Bank of England (BoE) under the new regulatory structure.

Article

Stephenson Harwood LLP | United Kingdom | 27 Nov 2012

Implementation of the AIFMD in the UK: Part one

On 14 November 2012, the FSA released CP1232 “Implementation of the Alternative Investment Fund Managers Directive Part 1”.

Article

Stephenson Harwood LLP | United Kingdom | 31 Oct 2012

Consultation on secondary legislation and guidance on Financial Services Bill 2012-13

HM Treasury has published a consultation inviting comments on the secondary legislation measures in relation to the Financial Services Bill 2012-13 (FS Bill).

Previous page 1 2 3 4