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109 results found

Article

Clyde & Co LLP | United Kingdom | 8 May 2019

Pensions Ombudsman finds pensions trustees personally liable for investment losses

The Pensions Ombudsman has found two trustees personally liable to account for over £2.4 million of investment losses to a pension scheme. With

Article

Clyde & Co LLP | United Kingdom | 3 May 2019

Useful court guidance on dealing with subject access requests

The High Court recently ruled that the information provided in response to a subject access request (SAR) was inadequate and ordered the data

Article

Clyde & Co LLP | Luxembourg, United Kingdom, European Union | 22 Mar 2019

Scottish Widows Ltd, Re: Part VII Transfers in Light of Brexit Developments

The applicant sought the sanction of the court for its Part VII insurance business transfer scheme. The scheme provides for the transfer, from the UK

Article

Clyde & Co LLP | United Kingdom | 28 Feb 2019

Latest news and updated guide: the Extension of the SM&CR to FCA regulated firms

On 9th December 2019 the Senior Managers and Certification Regime (SM&CR) will be in force across the financial services sector. This year, there have

Article

Clyde & Co LLP | United Kingdom | 22 Nov 2018

FCA confirms changes to professional indemnity insurance for personal investment firms

In our May 2018 note, we discussed aspects of the Financial Conduct Authority (FCA) consultation paper CP1811 ("Reviewing the funding of the

Article

Clyde & Co LLP | United Kingdom | 2 Oct 2018

PSD2: A new era for banking?

In recent years the financial technology (fintech) sector has become one of the fastest growing sectors in the UK. From alternative crowdfunding

Article

Clyde & Co LLP | United Kingdom | 12 Jul 2018

The Extension of the Senior Managers and Certification Regime to all FCA regulated firms

On 4th July 2018 the FCA published its near-final rules on how it plans to extend the Senior Managers and Certification Regime (SM&CR) to the wider

Article

Clyde & Co LLP | United Kingdom | 29 Jun 2018

City watchdog is chasing the wrong prey

A recent Libor case involving a former Libor trader highlights an inconsistent approach by the Financial Conduct Authority. As the list of Libor cases

Article

Clyde & Co LLP | United Kingdom | 22 Jun 2018

Consultations commenced on future regulation of CMCs

The Government and the Financial Conduct Authority are undertaking consultations on the future regulation of claims management companies. Following

Article

Clyde & Co LLP | United Kingdom | 17 May 2018

Insolvency exclusions

The Financial Conduct Authority (FCA) has been conducting a review of the operation of the Financial Services Compensation Scheme (FSCS), seeking

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