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255 results found

Article

Macfarlanes LLP | United Kingdom | 13 Jun 2019

FCA finalises restriction on P2P marketing and other rules

The Financial Conduct Authority (FCA) published Policy Statement PS1914 on 4 June 2019 in response to the proposals it set out in CP 1820. PS1914

Article

Macfarlanes LLP | United Kingdom | 10 Jun 2019

Shareholder Activism & Engagement in the United Kingdom

A structured guide to shareholder activism & engagement in the United Kingdom

Article

Macfarlanes LLP | United Kingdom, European Union | 7 Jun 2019

Corporate Law Update

In this week's update: calculating damages for warranty breaches on a discounted share purchase, ICSA consults on evaluations of listed company

Article

Macfarlanes LLP | United Kingdom, European Union | 5 Jun 2019

Investment Management Update

The Financial Conduct Authority (FCA) has published a policy statement (PS1913) on implementing the Shareholder Rights Directive II (SRD II). The

Article

Macfarlanes LLP | United Kingdom, European Union | 31 May 2019

Share trading obligation under MiFIR: ESMA's updated statement on impact of no-deal Brexit

At a time when the future relationship between the EU and the UK is increasingly unclear there has been (some) positive news from from the European

Article

Macfarlanes LLP | United Kingdom | 28 May 2019

AR(e) you a compliant principal? FCA reviews appointed representative arrangements

The Financial Conduct Authority (FCA) has published its findings from its multi-firm review into the supervision by principal firms of their appointed representatives (ARs) in the investment management sector.

Article

Macfarlanes LLP | United Kingdom, European Union | 22 May 2019

Investment Management Update

The Financial Conduct Authority (FCA) has updated its webpage with regards to the national private placement regime (NPPR) notification process under

Article

Macfarlanes LLP | United Kingdom, European Union | 20 May 2019

Financial Services and Markets Dispute Resolution Quarterly Update: Spring 2019

Judicial highlights include a bank failing to exclude the Quincecare duty; further scrutiny of representations in the context of benchmark

Article

Macfarlanes LLP | United Kingdom | 15 May 2019

Banks can no longer ignore financial inclusion, warns Treasury Committee

It is timely that in Mental Health Awareness Week, the Treasury Committee has published its Report on consumers' access to financial services. The

Article

Macfarlanes LLP | United Kingdom | 9 May 2019

FCA publishes call for input for RDR and FAMR evaluation

The Financial Conduct Authority (FCA) has published a call for input in relation to investment advice as part of its evaluation of its Retail

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