We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search

Clear all

Refine your search

Content type

Tags

Author

21 results found

Article

Penningtons Manches LLP | United Kingdom | 18 Apr 2019

FCA sends a warning shot about financial advertising which must be ‘fair, clear and not misleading’

The Financial Conduct Authority (FCA), the UK’s financial services sector regulator) has sent a warning shot across the bows of UK authorised firms

Article

Penningtons Manches LLP | United Kingdom | 8 Apr 2019

Only 10 FCA staff investigate pensions mis-selling claims affecting up to 6,000 customers

Building sufficient funds in your pension pot to afford retirement is a challenge that keeps many of us on our toes. An abundance of investment advice

Article

Penningtons Manches LLP | United Kingdom | 15 Mar 2019

FCA recommends ban on ‘extortionate’ exit fees charged by investment platforms

In a move foreseen by many, and very much welcomed by investors, the Financial Conduct Authority (FCA) has set out plans to ban exit fees charged by

Article

Penningtons Manches LLP | United Kingdom | 8 Nov 2018

The Civil Liability Bill: promises, delays and ambiguity

There has been much debate surrounding the new Civil Liability Bill which aims to reform whiplash claims and the basis for the calculation of the

Article

Penningtons Manches LLP | United Kingdom | 23 Oct 2018

When the whistle blows, stop and think

Over the last few years we have seen protection for whistleblowers come to the forefront of employment law. There has been scrutiny over the NHS’s

Article

Penningtons Manches LLP | United Kingdom | 29 Aug 2018

Clone Firms And Scams That You Didn’t See Coming

Internet connectivity brings with it many financial conveniences. But with this convenience comes risk and the unwary web user can turn into a prime

Article

Penningtons Manches LLP | United Kingdom, European Union | 12 Jul 2018

A new landscape for financial services firms - FCA publishes near final rules on extending the senior managers and certification regimes

Last week, the FCA published its near final rules on extending the Senior Managers and Certification Regime (SM&CR) to all FCA solo-regulated firms as

Article

Penningtons Manches LLP | United Kingdom | 14 Jun 2018

‘Dear John’ FCA letter raises concern over cryptocurrency risks

On Monday 11 June 2018 the UK’s Financial Conduct Authority (FCA) issued a letter to CEOs of Britain’s banks drawing attention to the potential risks

Article

Penningtons Manches LLP | United Kingdom | 6 May 2016

Pensions Ombudsman: no duty of care on provider regarding investment of SIPP

The Pensions Ombudsman (PO) has found that the statutory duty of care as a trustee and the requirements of the Financial Conduct Authority relating

Article

Penningtons Manches LLP | United Kingdom | 12 Oct 2015

FCA invites property professionals and the public to share their experiences of the UK mortgage marketplace

The Financial Conduct Authority (FCA) has issued an open invitation to consumer groups, individuals, lenders, brokers, builders, estate agents

Previous page 1 2 3