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33 results found

Article

Simmons & Simmons LLP | United Kingdom | 16 Mar 2018

In the closet with “Closet Tracking”

Closet tracking is unlikely to be the fund industry's PPI moment despite what some commentators are saying. The “closet tracker” issue has been

Article

Simmons & Simmons LLP | United Kingdom | 7 Feb 2018

Cooperation between the FRC and other regulators

The recent memorandum of understanding between the FRC and the FCA, formalising lines of communication, is a reminder of the urgent need to consider

Article

Simmons & Simmons LLP | United Kingdom | 19 Jan 2018

Introduction of the Office for Professional Body Anti-Money Laundering Supervision

On 18 January 2018 a new body within the FCA was empowered to oversee the anti-money laundering and anti-terrorist financing regimes of 22 regulatory

Article

Simmons & Simmons LLP | United Kingdom | 15 Jan 2018

Disputes 2018: Cybersecurity - risks when outsourcing, partnering and using professional advisors

Organisations are, largely, aware of their own responsibilities when holding data, but may be less aware of the risks posed when third parties hold

Article

Simmons & Simmons LLP | United Kingdom | 3 Jan 2018

Crime, fraud and investigations 2018: FCA thematic review

The introduction of new offences of failing to prevent the facilitation of tax evasion may trigger the Financial Conduct Authority (FCA) to examine

Article

Simmons & Simmons LLP | United Kingdom | 15 Dec 2017

UK government unveils a new anti-corruption strategy

The government has set out six prioities for action to tackle corruption in the UK and abroad over the next five years. The UK government has

Article

Simmons & Simmons LLP | United Kingdom | 12 Dec 2017

A tort refresher: Everybody needs good neighbours: establishing a duty of care in negligence

Before a negligence action can be brought, it must first be shown that the defendant owes the claimant a duty of care. The law of tort has developed

Article

Simmons & Simmons LLP | United Kingdom | 9 Oct 2017

10 things insurance distributors need to know about the Extended Senior Managers and Certification Regime ("SMCR")

The date for implementation of the (extended) regime is expected to be "from 2018". Consultation on the proposed rules will close on 03 November 2017

Article

Simmons & Simmons LLP | United Kingdom | 25 Sep 2017

10 things insurers need to know about the Extended Senior Managers and Certification Regime (“SMCR”)

The date for implementation of the (extended) regime is expected to be "from 2018". Consultation on the proposed rules will close on 03 November 2017

Article

Simmons & Simmons LLP | United Kingdom | 30 Jun 2015

UK Listing Rules: recent and proposed changes

On September 26 2014 the Financial Conduct Authority (FCA) published its final rule changes (CP1421) in response to its consultation in CP142

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