We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search

Clear all

Refine your search

Content type

Tags

Author

47 results found

Article

Gowling WLG | United Kingdom | 13 Jun 2019

FCA releases new rules for crowdfunding platforms

The Financial Conduct Authority (FCA) published its in Policy Statement (PS1914) on 4 June 2019, outlining new rules for loan based ('peer-to-peer')

Article

Gowling WLG | United Kingdom | 12 Jun 2019

Conduct Risk - is your framework compatible with the FCA's agenda?

In May 2019, the Financial Conduct Authority (FCA) published its third annual report on its 5 Conduct Questions Programme. Since its introduction, the

Article

Gowling WLG | United Kingdom | 19 Mar 2019

FCA clarifies cryptoasset regulation

Compared with some other regulators globally, the Financial Conduct Authority (FCA) has been 'hands off' in its approach to the fast-growing and often

Article

Gowling WLG | United Kingdom | 6 Mar 2019

FCA warns lenders and brokers that change is needed in the motor finance market

In its 201718 business plan, the Financial Conduct Authority (FCA) made a commitment to review the motor finance market, largely due to it being the

Article

Gowling WLG | United Kingdom, Global | 21 Feb 2019

Launch of the IPSX - the world's first regulated securities Exchange dedicated to commercial real estate

A new regulated stock exchange, the International Property Securities Exchange ("IPSX") has launched in January 2019 having received Financial Conduct

Article

Gowling WLG | United Kingdom | 28 Jan 2019

The FCA Consults on Optimising the Senior Managers and Certification Regime

The Financial Conduct Authority (FCA) has published its Consultation Paper (CP194: Optimising the Senior Managers and Certification Regime (SMCR) and

Article

Gowling WLG | United Kingdom | 28 Jan 2019

FCA consults on cryptoassets regulation

The Financial Conduct Authority (FCA) has published its Consultation Paper (CP193: Guidance on Cryptoassets) which sets out guidance on how

Article

Gowling WLG | United Kingdom | 7 Jan 2019

When can a private body be amenable to judicial review?

The Court of Appeal recently upheld the decision of the Divisional Court and agreed, in R (Holmcroft Properties Ltd v KPMG LLP, that KPMG was not

Audio

Gowling WLG | United Kingdom | 4 Jan 2019

Senior Managers and Certification Regime

In July 2018 the UK Financial Conduct Authority (FCA) published its near-final rules on extending the senior managers and certification regime (SMCR)

Article

Gowling WLG | United Kingdom | 18 Sep 2018

FCA's approach to supervision

The Financial Conduct Authority (FCA) has a very broad range of regulatory responsibilities. It regulates around 58,000 firms ranging from small high

Previous page 1 2 3 4 5