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Article

Paul Hastings LLP | United Kingdom | 24 May 2019

FCA Criticise the Use of ARs in the Investment Management Sector - Principal Firms Must Review Arrangements Including in Relation to AIFM Hosting

The Appointed Representative (“AR”) status has provided an efficient way for firms to enter the UK financial services market without having to go

Article

Paul Hastings LLP | United Kingdom, European Union | 13 Feb 2019

Post-Brexit Temporary Permissions Regime for Inbound EEA Passporting Firms and Funds and Contingency Planning for Outbound U.K. Fund Managers

With less than two months to Brexit, it is important to understand post-Brexit arrangements for both EEA firms and funds currently

Article

Paul Hastings LLP | United Kingdom, European Union | 20 Dec 2018

FCAPRA, UK Government and ESMA release new requirements for Securitisation Regulation

In a flurry of activity leading up to the holiday break, the FCA and PRA, the UK Government and ESMA have all released a series of new guidance

Article

Paul Hastings LLP | United Kingdom | 11 Oct 2018

U.K. Cyber-Security FineThe FCA Sets a Precedent

In a landmark cyber-security case, the UK Financial Conduct Authority (FCA) has fined Tesco Personal Finance plc (Tesco Bank) £16,400,000 after a

Article

Paul Hastings LLP | United Kingdom, European Union | 12 Feb 2018

Duty to Detect, Prevent, and Report Market Abuse and Persons Professionally Arranging or Executing Transactions

The duty to detect, prevent, and report market abuse provided for under Article 16 of Regulation (EU) No 5962014 (“MAR”) applies broadly, including

Article

Paul Hastings LLP | United Kingdom | 9 Aug 2017

LIBORThe Beginning of the EndA Reason to Raise Derivatives Alarm Bells?

Talk of the future of “LIBOR” (i.e. The London Interbank Offered Rate and its potential successors) has been hard to miss in recent financial media

Article

Paul Hastings LLP | United Kingdom | 13 Oct 2015

Top 5 takeaways from the UK’s new whistleblower rules for financial services and insurance companies

On 6 October 2015 the UK's Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) introduced new rules on whistleblowing

Article

Paul Hastings LLP | United Kingdom | 13 Jun 2013

AIFM Directive update on UK implementation measures implications for non-EU managers marketing to UK investors

In our April 2013 Client Alert, we provided a short update to our November 2010 Client Alert on the implications of the Alternative Investment Fund

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