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Article

Cooley LLP | USA, United Kingdom | 6 Apr 2017

Tesco announces Deferred Prosecution Agreement

It was announced last week that Tesco PLC’s subsidiary, Tesco Stores Ltd, has finalised the terms of a Deferred Prosecution Agreement (DPA) with the

Article

Cooley LLP | United Kingdom | 15 Aug 2016

Treasury Select Committee criticizes the way the FCA treats whistleblowers

The Treasury Select Committee (TSC) and the Financial Conduct Authority (FCA) have been exchanging letters about the FCA’s treatment of whistleblowers

Article

Cooley LLP | United Kingdom | 11 Aug 2016

FCA tries to encourage consumers to shop around before renewing a general insurance policy

The FCA has made a rule that it hopes will encourage consumers to shop around before deciding whether to renew a general insurance policy with their

Article

Cooley LLP | USA, United Kingdom | 5 Aug 2016

TSC publishes crowdfunding correspondence with PRA & FCA. “Tax incentives” now at risk?

The UK’s Treasury Select Committee (TSC) has published an exchange of letters with each of the Financial Conduct Authority (FCA) and Prudential

Article

Cooley LLP | USA, United Kingdom | 4 Aug 2016

FCA introduces new Annual Financial Crime Report - first reports due March 2017

The UK Financial Conduct Authority’s new Annual Financial Crime Report rules will come into force on 31 December 2016. PRA and FCA authorised firms

Article

Cooley LLP | European Union | 3 Aug 2016

IDD: EIOPA consults on the non-life Insurance Product Information Document required by the Insurance Distribution Directive

The European Insurance and Occupational Pensions Authority (EIOPA) has published a Consultation Paper on the proposed format of the non-life

Article

Cooley LLP | United Kingdom | 3 Aug 2016

FCA warns authorised firms about the risks of using introducers & lead generators - but fails to warn introducers about the bigger risks they’re running for themselves

The UK’s Financial Conduct Authority has warned UK authorised firms about the significant legal and regulatory risks associated with accepting

Article

Cooley LLP | United Kingdom, European Union | 2 Aug 2016

FCA publishes final guidance on the Payment Accounts Directive & Regulations

The UK’s Financial Conduct Authority has published its Final Guidance on the Definition of a “payment account“ under, and the application of the

Article

Cooley LLP | United Kingdom | 22 Jul 2016

FCA accepts that it needs a mission, & that consumers must take responsibility for their own decisions

Andrew Bailey, the new CEO of the UK’s Financial Conduct Authority, gave what some might regard as an extraordinary speech at the FCA’s annual public

Article

Cooley LLP | United Kingdom | 22 Jul 2016

FCA castigates the principals of appointed representatives in the general insurance sector

The FCA asked 190 network principals to complete an online survey; asked 15 of these principals for more detailed information; and visited 14 of them

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