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149 results found

Article

TLT LLP | United Kingdom | 6 Jun 2019

Peer to peer regulation: new FCA rules for platforms

The FCA has published new rules for loan-based (P2P) and investment-based crowdfunding platforms. The new rules are timely, with increased scrutiny

Article

TLT LLP | United Kingdom | 5 Jun 2019

Spotlight on operational resilience FCA priorities series part 4

Part four of our FCA Priorities series looks at operational resilience and what the FCA will expect from your firm in the coming year. Operational

Article

TLT LLP | United Kingdom, European Union | 4 Jun 2019

Financial services regulation round-up - May 2019

The Prudential Regulation Authority (PRA) issued its Regulatory Digest for April, focused in particular on its Business Plan for 201920, managing

Article

TLT LLP | United Kingdom | 30 May 2019

Financial services investigations and enforcement monthly round-up - May 2019

As the FCA continues to promote a fairer sector, a number of firms and individuals have come under scrutiny. Here we unravel the key facts of these

Article

TLT LLP | United Kingdom | 16 May 2019

Does the SMCR need more 'teeth'? FCA priorities series part 2

The FCA recently published its Business Plan for 20192020 setting out its priorities for protecting consumers, ensuring market integrity and

Article

TLT LLP | United Kingdom | 16 May 2019

Busy lenders' round-up - May 2019

It now appears unlikely the FCA will call for the introduction of a statutory 'duty of care' to be placed on financial services firms to act in their

Article

TLT LLP | United Kingdom | 8 May 2019

Spotlight on financial crime and AML FCA priorities series part 1

In the first of our twelve part weekly series, we take a more focused look at the 12 priorities set out in the FCA Business Plan 20192020, starting

Article

TLT LLP | United Kingdom | 7 May 2019

Banks and fintechs - a match made in heaven?

There has been a rapid increase in the size and number of investments into UK FinTechs with the likes of Monzo and Revolut leading the charge

Article

TLT LLP | United Kingdom | 29 Apr 2019

Financial services investigations and enforcement monthly round-up - April 2019

A round-up of recent enforcement actions and investigations in the financial services sector

Article

TLT LLP | United Kingdom | 26 Apr 2019

Is all fair with the FCA’s potential new duty of care?

While the FCA appears to be stepping away from introducing a duty of care via legislative changes, what is clear is that opinion continues to be

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