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132 results found

Article

Reed Smith LLP | United Kingdom | 7 Jun 2019

Related party transactions - new rules for companies traded on the UK's main markets

The UK Financial Conduct Authority has published changes to its rules on related party transactions to bring these into line with amendments to the

Article

Reed Smith LLP | United Kingdom | 4 Jun 2019

FCA and PRA jointly fine Raphaels Bank for outsourcing failure

R. Raphael & Sons plc (Raphaels) has received fines totalling £1,887,252 from the FCA and PRA for repeated failings in relation to inadequate systems

Article

Reed Smith LLP | United Kingdom | 20 May 2019

Senior Managers and Certification Regime for Asset Managers: Are you ready?

The SMCR will apply to asset managers from 9 December 2019. Asset managers will be well advised to start their implementation project now. The list

Article

Reed Smith LLP | United Kingdom | 8 May 2019

Listed companies inside information and financial reporting

The UK Financial Conduct Authority has issued the final form of its revised guidance for listed companies on identifying and handling inside

Article

Reed Smith LLP | United Kingdom | 14 Mar 2019

FCA and ICO strengthen cooperation in renewed memorandum of understanding

On 18 February 2019, the Information Commissioner’s Office (ICO) and the Financial Conduct Authority (FCA) updated their Memorandum of Understanding

Article

Reed Smith LLP | Global | 5 Feb 2019

The sandbox goes global - Launch of the Global Financial Innovation Network

The UK’s Financial Conduct Authority (FCA) has announced the launch of the Global Financial Innovation Network (GFIN), an association of 29 regulatory

Article

Reed Smith LLP | United Kingdom | 15 Jan 2019

HM Treasury inquiry into IT failures in the financial services sector

At the end of 2018 the UK Treasury Committee announced that it would launch an inquiry into information technology (IT) failures in the financial

Article

Reed Smith LLP | European Union | 10 Dec 2018

The new EU Securitisation Framework

From 1 January 2019, the EU Securitisation Regulation will replace the current sector-specific approach to regulating securitisations with a set of

Article

Reed Smith LLP | United Kingdom | 21 Nov 2018

Bit by bit: one step closer to regulation as the Cryptoassets Taskforce states it will consult on crypto regulation in 2019

Launched in March 2018, the Taskforce (consisting of HM Treasury, the FCA and the Bank of England) is monitoring developments in the cryptoassets

Article

Reed Smith LLP | United Kingdom | 5 Nov 2018

Tesco Bank fined £16.4 million for cyber-security failings

The UK Financial Conduct Authority (FCA) announced at the start of last month that it had fined Tesco Bank £16.4 million for a cyber-attack that

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