We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search

Clear all

Refine your search

Content type

Tags

Author

54 results found

Article

Proskauer Rose LLP | United Kingdom | 11 Apr 2019

FCA Imposes Fines on 3 Asset Management Firms in Its First Competition Law Decision

Given the new financial year, asset management firms may want to review their internal compliance procedures to ensure they do not fall foul of UK

Article

Proskauer Rose LLP | United Kingdom | 11 Apr 2019

FCA Finds No Evidence of Competitive Harm in Wholesale Insurance Broker Market Study

As the new financial year approaches, market participants in the wholesale insurance broker sector and connected industries may want to

Article

Proskauer Rose LLP | USA, United Kingdom | 28 Feb 2019

Guidance on Cryptoassets: UK Financial Conduct Authority Issues Consultation Paper

On January 23, 2019, the UK Financial Conduct Authority (“FCA”) issued its widely anticipated “Guidance on Cryptoassets” consultation paper CP193

Article

Proskauer Rose LLP | USA | 14 Feb 2019

First Cir. Sets Pleading Standard For FCA Whistleblower Retaliation Claims

On January 15, 2019, the First Circuit ruled that a plaintiff adequately alleges protected activity under the FCA whistleblower protection provision

Article

Proskauer Rose LLP | United Kingdom | 6 Feb 2018

Regulation Round Up - February 2018

The European Commission ("EC") launched the EU Blockchain Observatory and Forum in order to highlight key developments of blockchain technology

Article

Proskauer Rose LLP | United Kingdom, European Union | 3 Jan 2018

Regulation Round Up - January 2018

The Packaged Retail and Insurance-based Investment Products ("PRIIPs") Regulation (12862014) (the "PRIIPs Regulation") came into force on 1 January

Article

Proskauer Rose LLP | United Kingdom | 11 Nov 2017

Regulation Round Up - November 2017

The Financial Conduct Authority (FCA) published an alert setting out key considerations for principals who have appointed representatives or

Article

Proskauer Rose LLP | United Kingdom | 9 Sep 2017

Regulation Round Up - September 2017

Welcome to the Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation

Article

Proskauer Rose LLP | United Kingdom, European Union | 14 Aug 2017

Regulation Round Up - August 2017

The UK Competition and Markets Authority announced a consultation on proposed revisions to its published guidance on penalty setting in Competition

Article

Proskauer Rose LLP | United Kingdom, European Union | 5 Jun 2017

Regulation Round Up - June 2017

The ESMA published its final report on guidelines on product governance requirements under the MiFID II Directive (200465EU). The guidelines (set

Previous page 1 2 3 4 5 6