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135 results found

Article

Dechert LLP | United Kingdom | 26 Jan 2018

Investment Funds Update: Europe - United Kingdom

The FCA published a feedback statement in December 2017 regarding its April 2017 discussion paper on distributed ledger technology (DLT), or

Article

Dechert LLP | United Kingdom | 13 Jan 2018

Asset Management Regulatory Roundup: January 2018 - Issue 1

A compact summary of the most recent regulatory developments relevant to the UK asset management industry. This issue includes details of the matters

Article

Dechert LLP | United Kingdom | 18 Dec 2017

FCA consults over transitioning FCA firms to the Senior Managers and Certification Regime

The FCA published draft rule to extend SMCR to all financial services firms in July 2017. Different rules are to apply to “Core SMCR Firms”

Article

Dechert LLP | United Kingdom | 13 Dec 2017

CYBER SECURITY: FCA expectations

In a recent speech, Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, spoke about the ongoing threat to firms

Article

Dechert LLP | United Kingdom | 13 Dec 2017

EMIR: Variation margin requirements

The FCA has updated its webpage on EMIR indicating its support for the European Supervisory Authorities' (ESAs) 24 November 2017 statement on the

Article

Dechert LLP | United Kingdom | 15 Nov 2017

Supervision: FCA industry code of conduct proposals

The Financial Conduct Authority (FCA) has published a consultation paper proposing to recognise industry codes of conduct in order to clarify the

Article

Dechert LLP | United Kingdom | 1 Nov 2017

FCA report on its regulatory sandbox

Two years ago the Financial Conduct Authority (FCA) published a plan to develop a "regulatory sandbox" and it has now published a report on lessons

Article

Dechert LLP | United Kingdom | 1 Nov 2017

Competition in the asset management industry: The FCA sets out its stall

In a speech to the Securities Industry and Financial Markets Association in Washington DC Christopher Woolard, the FCA's Executive Director of

Article

Dechert LLP | United Kingdom | 9 Oct 2017

Global Update: Regulators Focus on Initial Coin Offerings - UK

On September 12, 2017, following a recent SEC statement relating to offerings of digital tokens, the UK Financial Conduct Authority (FCA) published

Article

Dechert LLP | United Kingdom, European Union | 5 Oct 2017

MiFID II: FCA and ESMA acknowledge challenges

The FCA has published a speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists in which she said that the