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Article

Dechert LLP | United Kingdom | 18 Dec 2017

FCA consults over transitioning FCA firms to the Senior Managers and Certification Regime

The FCA published draft rule to extend SMCR to all financial services firms in July 2017. Different rules are to apply to “Core SMCR Firms”

Article

Dechert LLP | United Kingdom | 31 Jul 2017

FCA Publishes Proposed Rules to Extend Senior Manager & Certification Regime to All Financial Services Firms

The UK's Financial Conduct Authority (FCA) has published proposed rules1 to extend the senior manager & certification regime (SMCR) to all financial

Article

Dechert LLP | United Kingdom | 17 Oct 2013

Financial Conduct Authority guidance on AIFM Directive remuneration provisions

The UK Financial Conduct Authority (FCA) released proposed guidance on 6 September 2013 on its implementation of the remuneration provisions in the

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