We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search

Clear all

Refine your search

Content type

Tags

Author

15 results found

Article

Dechert LLP | United Kingdom | 15 Nov 2017

Supervision: FCA industry code of conduct proposals

The Financial Conduct Authority (FCA) has published a consultation paper proposing to recognise industry codes of conduct in order to clarify the

Article

Dechert LLP | United Kingdom | 1 Nov 2017

FCA report on its regulatory sandbox

Two years ago the Financial Conduct Authority (FCA) published a plan to develop a "regulatory sandbox" and it has now published a report on lessons

Article

Dechert LLP | United Kingdom | 1 Nov 2017

Competition in the asset management industry: The FCA sets out its stall

In a speech to the Securities Industry and Financial Markets Association in Washington DC Christopher Woolard, the FCA's Executive Director of

Article

Dechert LLP | United Kingdom | 9 Oct 2017

Global Update: Regulators Focus on Initial Coin Offerings - UK

On September 12, 2017, following a recent SEC statement relating to offerings of digital tokens, the UK Financial Conduct Authority (FCA) published

Article

Dechert LLP | United Kingdom, European Union | 5 Oct 2017

MiFID II: FCA and ESMA acknowledge challenges

The FCA has published a speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists in which she said that the

Article

Dechert LLP | United Kingdom | 20 Sep 2017

Tax guidance on failure to prevent facilitation of tax evasion

A new offence of failure to prevent facilitation of UK and foreign tax evasion comes into effect at the end of this month. HM Revenue & Customs has

Article

Dechert LLP | United Kingdom, European Union | 23 Aug 2017

Client classification: local authorities

Local authorities and local authority pension schemes will automatically be classified as retail clients under the Markets in Financial Instruments

Article

Dechert LLP | United Kingdom | 23 Aug 2017

FCA paper on dark trading

The FCA has published an occasional paper on the aggregate market quality implications of dark trading. Occasional papers contribute to the debate on

Article

Dechert LLP | United Kingdom | 9 Aug 2017

SM&C Regime: Extension to all financial services firms

The UK Financial Conduct Authority (FCA) has published proposed rules to extend the senior manager and certification regime (SM&CR) to all firms

Article

Dechert LLP | United Kingdom | 9 Aug 2017

LIBOR: FCA speech on the future of LIBOR

Andrew Bailey, the Chief Executive of the FCA, gave a speech on the future of the London Interbank Offered Rate (LIBOR) (ie the average of interest

Previous page 1 2