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135 results found

Article

Dechert LLP | United Kingdom, European Union | 9 Apr 2019

Investment Funds Update - Europe, United Kingdom - Issue 3, 2019

The FCA has published the final report in its investment platforms market study

Article

Dechert LLP | USA, United Kingdom, European Union | 11 Mar 2019

Investment Funds Update - Europe, United Kingdom- issue 11,2019.

The FCA has published a series of guidance to assist regulated firms in finalizing their preparations for Brexit, particularly in the event of a

Article

Dechert LLP | United Kingdom, European Union | 8 Mar 2019

The Long Arm of the Law Gets Longer - UK Introduces Overseas Production Orders

On February 12 2019 the Crime (Overseas Production Orders) Act 2019 (the “COPO Act”) came into force in the UK. This new law gives UK authorities

Article

Dechert LLP | United Kingdom | 11 Feb 2019

UK FCA Issues Consultation Paper on Draft Regulatory Guidance on Cryptoasset Categorisation

Following its commitment within the report issued on 30 October 2018 by the UK's Cryptoassets Taskforce, on 23 January 2019 the FCA issued a

Article

Dechert LLP | United Kingdom, European Union | 6 Feb 2019

FCA publishes Consultation Paper ahead of new EU Prospectus Regulation

On 28 January 2019, the United Kingdom’s (the “UK”) Financial Conduct Authority (the “FCA”) published its “Changes to align the FCA Handbook with the

Article

Dechert LLP | Luxembourg, United Kingdom, European Union | 6 Feb 2019

Luxembourg Proposes 21-Month Grandfathering Period in a "Hard Brexit" Scenario

The Luxembourg government has proposed legislation (Draft Bill), which would allow UK financial service providers to continue rendering certain

Article

Dechert LLP | United Kingdom, European Union | 4 Feb 2019

ESMA Clarifies The Application of The Prospectus Directive and Transparency Directive in The Event of a "No-Deal" Brexit

In a series of votes on 29 January 2019, the parliament of the United Kingdom (the "UK") rejected proposals aimed at preventing the UK from leaving

Article

Dechert LLP | United Kingdom, European Union | 4 Feb 2019

Investment Funds Update - Europe, European Union Developments- issue 11,2019.

The new Q&As confirm that counterparties may report a derivative with Action Type “P” if the derivative is included in a position on the same day that

Article

Dechert LLP | United Kingdom | 1 Feb 2019

FCA Changes AIFMD Forms for Small Third Country AIFM Notifications and Material Changes

The FCA has made changes to the submission of national private placement regime (NPPR) notifications. Since 28 January 2019 the Small Third

Article

Dechert LLP | United Kingdom | 1 Feb 2019

FCA Opens Notification Window for Passported EU Firms and Funds under No-Deal Brexit Temporary Permissions Regime

The FCA has announced that the notification window for passported EU ex-UK firms and funds wishing to enter the Brexit Temporary Permissions Regime

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