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38 results found

Article

Debevoise & Plimpton LLP | United Kingdom | 22 Dec 2015

The FCA Imposes £72 Million Financial Penalty on Barclays for Financial Crime Failings

On November 25, 2015, the Financial Conduct Authority (the “FCA”) issued a Final Notice imposing a financial penalty on Barclays Bank plc (“Barclays”)

Article

Debevoise & Plimpton LLP | United Kingdom | 10 Jun 2015

UK FCA spotlights key improvements for insurers and insurance intermediaries

The FCA has highlighted significant areas for improvement in the way insurers and insurance intermediaries handle delegated authority, claims by SMEs

Article

Debevoise & Plimpton LLP | United Kingdom | 30 Mar 2015

U.K. Financial Conduct Authority fines and bans two for LIBOR-related misconduct

While in-house counsel and compliance professionals monitoring activities in the United Kingdom are awaiting action on a number of matters, including

Article

Debevoise & Plimpton LLP | Russia | 30 Mar 2015

Between a rock and a hard place: anti-corruption compliance and antitrust law in Russia

Anti-corruption compliance programs of multinational companies and, specifically, policies relating to the selection and monitoring of third parties

Article

Debevoise & Plimpton LLP | United Kingdom | 30 Dec 2014

The UK FCA provides new guidance on managing bribery and corruption risk in commercial insurance broking

The UK Financial Conduct Authority ("FCA") has issued an update to its 2010 Thematic Review "Managing bribery and corruption risk in commercial

Article

Debevoise & Plimpton LLP | United Kingdom | 11 Jul 2014

H1 2014 UK banking litigation and financial services regulatory update

In March 2014, the UK Court of Appeal handed down its decision in Barclays Bank Plc v Unicredit Bank AG 2014 EWCA Civ 302. The appeal concerned the

Article

Debevoise & Plimpton LLP | United Kingdom | 29 Jun 2014

British Bankers’ Association releases new anti-bribery and anti-corruption guidelines

On May 6, 2014, the British Bankers' Association ("BBA") - the U.K.'s leading association for the banking sector - published a 51-page guide entitled

Article

Debevoise & Plimpton LLP | United Kingdom | 4 Jun 2014

FCA enforcement process under review

The United Kingdom's Financial Conduct Authority ("FCA"), responsible for regulating the financial services industry, has in recent years asserted

Article

Debevoise & Plimpton LLP | United Kingdom | 30 Mar 2014

UK Financial Conduct Authority imposes fine on Besso Limited

The commercial insurance broking sector is heavily reliant upon the services of third parties to help obtain, retain and service customers ("Third

Article

Debevoise & Plimpton LLP | United Kingdom | 27 Feb 2014

UK Financial Conduct Authority imposes limited fine on JLT specialty

As in many other industries, commercial insurance broking and energy are sectors where the use of third party intermediaries to assist in the

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