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196 results found


DLA Piper | United Kingdom | 11 Jun 2019

FCA publishes final rules for peer-to-peer crowdfunding platforms

On 4 June 2019, the Financial Conduct Authority (FCA) published Policy Statement (PS1914) setting out final rules on loan-based (or ‘Peer-to-Peer’)


DLA Piper | United Kingdom, European Union | 10 Jun 2019

Brexit impact on shared trading of equities: another grab for UK trading business?

On 19 March 2019, the European Securities and Markets Authority (ESMA) published a public Statement on the impact of a no-deal Brexit on the trading


DLA Piper | USA | 7 Jun 2019

Regulators’ mood music keeps a steady beat

Tuesday’s speech by FSB chairman (and NY Fed vice chairman) Randal Quarles emphasised everything we’d heard before from regulators about IBOR


DLA Piper | United Kingdom | 30 May 2019

The demise of LIBOR and its impact on intra-group financing arrangements - a transfer pricing perspective

Rachit Agarwal Joel Cooper James Dalley Monia Volpato The London Interbank Offered Rate (LIBOR), the most commonly used benchmark interest rate


DLA Piper | United Kingdom | 30 May 2019

Pensions Round-Up April 2019

In April 2015 a requirement was introduced for trustees of schemes which provide money purchase benefits (subject to some exceptions) to prepare an


DLA Piper | USA, United Kingdom | 23 May 2019

Standard Chartered agrees to pay a USD1.1 billion fine for Anti-Money Laundering and Sanctions violations

On 9 April 2019, the London based global financial institution, Standard Chartered (the ‘Bank’) agreed with the UK and US regulators to pay a


DLA Piper | United Kingdom, European Union | 22 May 2019

FCA delays publication of policy statement and final rules for CFDs and CFD-like options

On 26 April 2019, the Financial Conduct Authority (FCA) announced that it will delay the publication of a Policy Statement and any final FCA Handbook


DLA Piper | United Kingdom, European Union | 9 May 2019

Legal and regulatory issues for custodians and administrators of digital assets

There are many different types of cryptocurrency wallet, some of which offer more functionalities than simply storing keys. Regulators have, to a


DLA Piper | United Kingdom | 9 May 2019

Six things to be aware of in UK residential mortgage regulation in 2019

As the New Year gets underway in earnest, our mortgage team considers some of the key issues and developing trends affecting the UK residential


DLA Piper | United Kingdom, European Union | 3 May 2019

Collaboration in Financial Services - Regulation and Challenges

One of the most noticeable recent trends in financial services is the number of collaboration which are taking place between FinTechs and banks. As

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