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39 results found

Article

Travers Smith LLP | European Union | 31 May 2019

EMIR 2.1 - Big changes in June

In July 2018 we circulated a briefing note outlining the European Parliament's approval of a revised proposal to amend EMIR, also known as "EMIR 2.1"

Article

Travers Smith LLP | United Kingdom, European Union | 11 Apr 2019

EMIR 2.1 update

In July 2018 we circulated a client briefing note outlining the European Parliament's approval of a revised proposal to amend EMIR (also known as

Article

Travers Smith LLP | United Kingdom | 14 Dec 2018

Government Publishes Response To Its Consultation On Potential Reforms To Limited Partnership Law

The Department for Business, Energy and Industrial Strategy ("BEIS") has published its response to its consultation on potential reforms to limited

Article

Travers Smith LLP | United Kingdom, European Union | 19 Oct 2018

HM Treasury and FCA Brexit proposals for investment funds

HM Treasury and the FCA have published draft regulations and rules which contain their respective Brexit proposals for investment funds. These are

Article

Travers Smith LLP | United Kingdom | 12 Jul 2018

SMCR: extension to all FCA firms near-final rules and further consultation on new public register

On 4 July 2018, the FCA published the following package of documents relating to the extension of the Senior Managers and Certification Regime (SMCR)

Article

Travers Smith LLP | United Kingdom | 31 Dec 2017

Listed Company Update

Since 1 October 2017, all Official List companies have been required to have a legal entity identifier or "LEI": a unique 20 digit alpha-numeric code

Article

Travers Smith LLP | United Kingdom | 13 Dec 2017

SMCR: extension to all FCA firms - consultations on transitioning and the Duty of Responsibility

Wednesday, 13 December 2017 SMCR: extension to all FCA firms consultations on transitioning and the Duty of Responsibility On 13 December 2017, the

Article

Travers Smith LLP | United Kingdom | 14 Nov 2017

Listing Rule change alert for 2018 IPOs

On 26 October the FCA announced a package of rule changes which will affect IPOs scheduled for 2018. From January 2018, a new version of the premium

Article

Travers Smith LLP | United Kingdom | 31 Jul 2017

Compliance officer bulletin

The poet Alexander Pope once wisely observed that “blessed is he who expects nothing, for he shall never be disappointed”

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