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22 results found


BDB Pitmans LLP | United Kingdom | 4 Jun 2019

Adverse findings on credibility in Tribunal hearing justified subsequent dismissal of Financial Conduct Authority-regulated Bank employee

In Radia v Jefferies International Ltd, the Employment Appeal Tribunal (the EAT) has ruled that an investment bank was entitled to dismiss a


BDB Pitmans LLP | United Kingdom | 28 Aug 2018

Crackdown on peer-to-peer lending

New plans will restrain peer-to-peer lending and the loan-based crowdfunding industry due to worries that consumers do not fully understand what they


BDB Pitmans LLP | United Kingdom | 28 May 2018

Barclays boss fined £642k for whistleblowing scandal

In a first case under the Senior Managers Regime, the Financial Conduct Authority and the Prudential Regulation have fined the CEO of the Barclays


BDB Pitmans LLP | United Kingdom, European Union | 22 Jan 2018

FCA shares plans for ‘no deal’ Brexit

Both the Government and the FCA have published statements on prospective plans to allow for post-Brexit continuity in the financial services sector


BDB Pitmans LLP | United Kingdom | 22 Jan 2018

FCA bans future service restrictions in financial transactions

Under new rules FCA regulated firms providing ‘primary market and M&A services’ are prohibited, at any time after 3 January 2018, from entering into


BDB Pitmans LLP | USA, United Kingdom | 23 Oct 2017

From pints to properties: what is bitcoin used for and should you accept it?

Since its creation in 2009, the virtual currency of bitcoin has been the subject of much scrutiny and analysis. It is a digital payment system or


BDB Pitmans LLP | United Kingdom | 30 Jul 2017

Cash drawdown from defined contribution schemes hits a new high

A report from HMRC has shown that in the three months to the end of June this year, a record breaking £1.86bn was taken in cash by members from their


BDB Pitmans LLP | United Kingdom | 4 Mar 2016

Who are your company’s PSCs?

From 6 April 2016, UK companies and LLPs will be required to keep a register of people that have significant control over them (PSCs). From 30 June


BDB Pitmans LLP | United Kingdom | 11 Dec 2014

FCA regulations compliance

The handover for the regulation of activity caught by the Consumer Credit Act completed early last year and the grace period for the Financial Conduct


BDB Pitmans LLP | United Kingdom | 1 Nov 2013

Alternative financing options

Changes in the financial climate over the past half decade or so has seen a change in the landscape of how SME's and Corporates alike fund their

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