Supreme Court overturns the findings of the Court of Appeal and the Upper Tribunal and adopts a restrictive meaning of the word "identifies" in s393
This briefing looks at the recent prosecution of Alex Hope by the Financial Conduct Authority ("FCA") and the wider implications of this decision for
This briefing looks at the thematic review of retail investment advice published by the Financial Conduct Authority (FCA) in December 2014. The
In this issue of FSS, we consider the Financial Conduct Authority's ("FCA") recently published report, 'Annuities sale practices - December 2014'
The FCA has been allowed to change the grounds on which it banned an insurance broker, after having had to accept that its original reasons were
This briefing looks at the FCA's findings from its thematic review of best execution and payment for order flow (PFOF). The results of this review
In May 2014, the Financial Conduct Authority (FCA) published the findings from its thematic review of commercial insurance intermediaries, in
In our Financial Services Series Issue 3, we identified a number of ways in which the FCA is maintaining and increasing the "credible deterrence"
In December 2013, the price comparison website MoneySuperMarket.com Financial Group Limited (MSM) completed a Voluntary Application for Imposition of
In this month's briefing, we discuss the sanctions the FCA has at its disposal. We take a look at: sanctions available to the Regulator; recent