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18 results found

Article

Mayer Brown | United Kingdom | 8 May 2017

FCA releases four new policy statements affecting banks, insurance firms and investment firms

The past week has seen a flurry of publications from the Financial Conduct Authority (FCA), in particular on Wednesday, 3 May 2017 they released four

Article

Mayer Brown | United Kingdom | 10 Apr 2017

Tesco in Trouble: Retailer Admits to Market Abuse on Top of SFO DPA

The Financial Conduct Authority ("FCA") issued a final notice against Tesco plc and Tesco Stores Limited (together "Tesco") on 28 March 2017 (the

Article

Mayer Brown | United Kingdom | 17 Feb 2017

Enforcement Process Shake Up: UK Regulators Announce Significant Changes

The Financial Conduct Authority (the "FCA") and the Prudential Regulation Authority (the "PRA") published the changes they will make to their

Article

Mayer Brown | United Kingdom | 13 Jan 2017

FCA Cracks Down on Retail CFDs in Consultation Paper

The Financial Conduct Authority's (the "FCA's") recent Consultation Paper 1640 ("CP1640") outlines policy proposals designed to boost investor

Article

Mayer Brown | United Kingdom, European Union | 20 Jul 2016

Taking stock of Brexit Keep calm and carry on

This is the first in a series of articles aimed at providing legal updates to private equity portfolio companies. It is hoped that the information

Article

Mayer Brown | United Kingdom, European Union | 8 Jul 2016

Brexit: What are the options for the financial services industry?

On 23 June 2016, UK voters decided to leave the European Union ("EU"). While implementation of this decision will take years, financial institutions

Article

Mayer Brown | USA | 23 Jun 2016

Are firms complying with key responsibilities towards investors?

Legal Update The Financial Conduct Authority ("FCA") has said asset management firms are "taking the right steps" to meet investors' expectations but

Article

Mayer Brown | United Kingdom | 14 Jun 2016

Warnings for Investment Scheme Operators and their Banks Following Supreme Court Decision on Collective Investment Schemes

The Supreme Court decision in Asset Land Investment Plc and another (Appellants) v The Financial Conduct Authority 2016 UKSC 172 is important for

Article

Mayer Brown | United Kingdom | 3 Dec 2015

Big Data under the spotlight: FCA seeks views on the role of Big Data in retail general insurance

On 24 November 2015, the Financial Conduct Authority (the FCA) published a Call for Inputs, seeking views and information from insurance firms and

Article

Mayer Brown | United Kingdom | 25 Nov 2015

FCA announces terms of reference for asset management market study

On 18 November 2015, the UK Financial Conduct Authority (FCA) announced the terms of reference for a long-anticipated market study into the UK asset

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